-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OWJzVtCR+vskT/ueS0AIpmV1dPmuw/8x+Zlv5TBYXagvt4VrYo6bUHWmDurHFtmJ P3Lb6Iv6kh9zP8yEkWRGXw== 0000891618-97-000821.txt : 19970222 0000891618-97-000821.hdr.sgml : 19970222 ACCESSION NUMBER: 0000891618-97-000821 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19970207 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 19970220 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTEVAC INC CENTRAL INDEX KEY: 0001001902 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943125814 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-26946 FILM NUMBER: 97540235 BUSINESS ADDRESS: STREET 1: 355O BASSETT ST CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089869888 MAIL ADDRESS: STREET 1: 3550 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 8-K 1 FORM 8-K FOR EVENT DATED FEBRUARY 7, 1997 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _______________ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) FEBRUARY 7, 1997 ---------------------------- INTEVAC, INC. - ----------------------------------------------------------------------------- (Exact name of registrant as specified in charter) CALIFORNIA 0-26946 94-3125814 - ----------------------------------------------------------------------------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 3550 BASSETT STREET, SANTA CLARA, CALIFORNIA 95054 - ----------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (408) 986-9888 ------------------------- N/A - ----------------------------------------------------------------------------- (Former name or former address, if changed since last report.) 2 ITEM 5. Other Events On February 7, 1997, Intevac, Inc. issued a press release announcing the offering of convertible subordinated notes. The press release is attached hereto as Exhibit 7.1. ITEM 7. Financial Statements, Pro Forma Financial Information and Exhibits (a) Financial Statements of Businesses Acquired. None. (b) Pro Forma Financial Information. None. (c) Exhibits. The following document is filed as an exhibit to the report: (1) Press Release dated February 7, 1997. 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Intevac, Inc. ------------------------------- (Registrant) Date: February 10, 1997 By /s/ Charles B. Eddy III ----------------------------- Name: Charles B. Eddy III Title: Chief Financial Officer 4 Index to Exhibits
Sequentially Exhibit No. Description of Document Numbered Page No. - ----------- ----------------------- ----------------- 7.1 Press Release, dated February 7, 1997 5
EX-7.1 2 PRESS RELEASE, DATED FEBRUARY 7, 1997 1 EXHIBIT 7.1 Press Release, dated February 7, 1997 INTEVAC, INC. ANNOUNCES OFFERING OF CONVERTIBLE SUBORDINATED NOTES SANTA CLARA, Calif., Feb. 7, 1997 -- Intevac, Inc. (Nasdaq: IVAC), announced today that, subject to market conditions, it intends to raise approximately $50 million (excluding the proceeds of the overallotment option, if any) through an offering of convertible subordinated notes within the United States to qualified institutional investors and outside the United States to non-U.S. investors. The notes would have a term of seven years and be convertible into Intevac common stock. No other terms were disclosed. The Company stated that it expects to use the net proceeds of the offering for general corporation purposes, including working capital, and may also apply a portion of the net proceeds to the acquisition of related businesses, products and technologies. The securities to be offered will not be registered under the Securities Act of 1933, as amended, or applicable state securities laws, and may not be offered or sold in the United States absent registration under the Securities Act and applicable state securities laws or available exemptions from registration requirements. SOURCE Intevac Inc.