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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
INTEVAC, INC.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
461148-AA6
(CUSIP Number)
Ann Becher Smead
Foster City LLC
395 Mill Creek Circle
Vail, Colorado 81657
(970) 479-9433
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
January 14, 2004
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
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Note:
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
*
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 461148-AA6
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1.
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Name of Reporting Person:
Foster City LLC
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I.R.S. Identification Nos. of above persons (entities only):
94-3258541
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions):
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(a)
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o
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(b)
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x
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3.
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SEC Use Only:
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4.
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Source of Funds (See Instructions):
OO
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5.
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):
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6.
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Citizenship or Place of Organization:
California
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Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
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7.
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Sole Voting Power:
2,344,031
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8.
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Shared Voting Power:
N/A
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9.
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Sole Dispositive Power:
2,344,031
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10.
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Shared Dispositive Power:
N/A
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person:
2,344,031
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12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):
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13.
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Percent of Class Represented by Amount in Row (11):
13.8%
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14.
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Type of Reporting Person (See Instructions):
IV
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CUSIP No. 461148-AA6
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1.
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Name of Reporting
Person:
Redemco, L.L.C.
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I.R.S. Identification Nos. of above persons (entities only):
94-3372020
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions):
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(a)
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(b)
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x
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3.
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SEC Use Only:
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4.
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Source of Funds (See Instructions):
OO
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5.
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):
o
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6.
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Citizenship or Place of Organization:
Delaware
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Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
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7.
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Sole Voting Power:
3,255,969
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8.
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Shared Voting Power:
N/A
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9.
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Sole Dispositive Power:
3,255,969
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10.
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Shared Dispositive Power:
N/A
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person:
3,255,969
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12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):
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13.
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Percent of Class Represented by Amount in Row (11):
19.2%
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14.
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Type of Reporting Person (See Instructions):
IV
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CUSIP No. 461148-AA6
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1.
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Name of Reporting Person:
Mill Creek Systems, LLC
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I.R.S. Identification Nos. of above persons (entities only):
84-1526882
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions):
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(a)
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o
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(b)
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x
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3.
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SEC Use Only:
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4.
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Source of Funds (See Instructions):
OO
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5.
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):
o
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6.
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Citizenship or Place of Organization:
Colorado
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Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
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7.
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Sole Voting Power:
3,255,969
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8.
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Shared Voting Power:
N/A
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9.
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Sole Dispositive Power:
3,255,969
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10.
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Shared Dispositive Power:
N/A
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person:
3,255,969
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12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):
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13.
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Percent of Class Represented by Amount in Row (11):
19.2%
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14.
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Type of Reporting Person (See Instructions):
IV
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CUSIP No. 461148-AA6
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1.
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Name of Reporting Person:
Ann Becher Smead
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I.R.S. Identification Nos. of above persons (entities only):
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions):
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(a)
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o
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(b)
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x
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3.
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SEC Use Only:
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4.
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Source of Funds (See Instructions):
OO
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5.
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):
o
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6.
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Citizenship or Place of Organization:
United States of America
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Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
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7.
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Sole Voting Power:
3,303,652*
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8.
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Shared Voting Power:
N/A
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9.
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Sole Dispositive Power:
3,303,652*
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10.
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Shared Dispositive Power:
N/A
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person:
3,303,652*
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12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):
o
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13.
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Percent of Class Represented by Amount in Row (11):
19.5%
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14.
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Type of Reporting Person (See Instructions):
IN
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*
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Includes 32,500 shares
issuable upon exercise by Ann Becher Smead, as the Personal
Representative of the Estate of H. Joseph Smead, of stock options to
purchase shares of Common Stock within 60 days.
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CUSIP No. 461148-AA6
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1.
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Name of Reporting Person:
H. Joseph Smead
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I.R.S. Identification Nos. of above persons (entities only):
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions):
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(a)
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o
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(b)
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x
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3.
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SEC Use Only:
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4.
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Source of Funds (See Instructions):
OO
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5.
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):
o
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6.
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Citizenship or Place of Organization:
United States of America
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Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
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7.
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Sole Voting Power:
0*
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8.
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Shared Voting Power:
N/A
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9.
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Sole Dispositive Power:
0*
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10.
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Shared Dispositive Power:
N/A
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person:
0*
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12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):
o
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13.
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Percent of Class Represented by Amount in Row (11):
0.0%
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14.
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Type of Reporting Person (See Instructions):
IV
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*
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H. Joseph Smead died in December
2003. Ann Becher Smead, his spouse, was appointed the Personal
Representative of the Estate of H. Joseph Smead.
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CUSIP No. 461148-AA6
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1.
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Name of Reporting Person:
Edward Durbin
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I.R.S. Identification Nos. of above persons (entities only):
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions):
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(a)
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o
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(b)
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x
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3.
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SEC Use Only:
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4.
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Source of Funds (See Instructions):
OO
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5.
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):
o
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6.
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Citizenship or Place of Organization:
United States of America
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Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
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7.
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Sole Voting Power:
110,214**
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8.
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Shared Voting Power:
8,000
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9.
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Sole Dispositive Power:
110,214**
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10.
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Shared Dispositive Power:
8,000
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person:
118,214***
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12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):
o
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13.
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Percent of Class Represented by Amount in Row (11):
0.9%
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14.
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Type of Reporting Person (See Instructions):
IN
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**
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Includes 2,500 shares
issuable upon exercise by Edward Durbin of stock options to purchase
shares of Common Stock within 60 days.
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***
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Includes 2,500 shares
issuable upon exercise by Edward Durbin of stock options to purchase
shares of Common Stock within 60 days and 8,000 shares
owned of record by the spouse of Edward Durbin.
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TABLE OF CONTENTS
This Amendment No. 3 to the statement of beneficial ownership on Schedule
13D is hereby filed by Foster City LLC on behalf of all the persons listed
above (the Filing Persons) pursuant to Rule 13d-
1(a)
and Rule 13d-
1(k)
to
amend and restate that statement of beneficial ownership on Schedule 13D (the
Schedule 13D) originally filed with the SEC on December 10, 1999, and amended
on March 21, 2000 and June 18, 2003. Foster City LLC is a California limited
liability company. Ann Becher Smead is the Personal Representative of the
Estate of H. Joseph Smead, a Manager of Foster City LLC and the sole Manager of
Mill Creek Systems, LLC, a Colorado limited liability company. Mill Creek
Systems, LLC is a Managing Member of Redemco, L.L.C., a Delaware limited
liability company. Edward Durbin is a Manager of Foster City LLC.
This Amendment No. 3 is being filed to report the addition of Mill Creek
Systems, LLC and Ann Becher Smead as Filing Persons and a reallocation among
the Filing Persons of the percentage of the outstanding Common Stock which may
be deemed to be beneficially owned by the Filing Persons, resulting from a
change in a management of Foster City LLC and Redemco, L.L.C. due to the death
of H. Joseph Smead, a former Manager of Foster City LLC and the former Managing
Member of Redemco, L.L.C. As a result of the death of H. Joseph Smead and the
corresponding change in management of Foster City LLC and Redemco, L.L.C.,
neither H. Joseph Smead nor Edward Durbin are currently beneficial owners of
more than five percent of the Common Stock of Intevac, Inc., a California
corporation.
Item 1. Security and Issuer
This amended statement of beneficial ownership on Schedule 13D (this
Statement) relates to the common stock, no par value (the Common
Stock), of Intevac, Inc., a California corporation (Intevac or
Issuer). The principal executive offices of Intevac are located at 3550
Bassett Street, Santa Clara, California 95954.
Item 2. Identity and Background
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(a)
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This Statement is filed on behalf of Foster City LLC, a
California limited liability company, Redemco, L.L.C., a Delaware
limited liability company, Mill Creek Systems, LLC, a Colorado
limited liability company, H. Joseph Smead, Edward Durbin and Ann
Becher Smead.
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(b)-(c)
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Foster City LLC is a holding company for various investments. Ann
Becher Smead and Edward Durbin are two of the three Managers of
Foster City LLC. The address of Foster City LLCs principal business
is 395 Mill Creek Circle, Vail, Colorado 81657. The address of Foster
City LLCs executive offices is the same as the address of its
principal business.
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Redemco, L.L.C. is a holding company for various investments. Mill
Creek Systems, LLC is one of two Managing Members of Redemco, L.L.C.
The address of Redemco, L.L.C.s principal business is 395 Mill
Creek Circle, Vail, Colorado 81657. The address of Redemco, L.L.C.s
executive offices is the same as the address of its principal
business.
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Mill Creek Systems, LLC is a holding company for various
investments. Ann Becher Smead is the sole Manager of Mill Creek
Systems, LLC. The address of Mill Creek System LLCs principal
business is 395 Mill Creek Circle, Vail, Colorado 81657. The address
of Mill Creek Systems, LLCs executive offices is the same as the
address of its principal business.
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H. Joseph Smead died in December 2003. Prior to his death, H.
Joseph Smead was a Manager of Foster City LLC and the Managing
Member of Redemco, L.L.C. Ann Becher Smead, his spouse, is the
Personal Representative of the Estate of H. Joseph Smead. The
business address for Ann Becher Smead, as the Personal
Representative of the Estate of H. Joseph Smead, is 395 Mill Creek
Circle, Vail, Colorado 81657.
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Set forth on Schedule I is the name, and present principal
occupation or employment, and the name, principal business and
address of any corporation or other organization in which such
employment is conducted, of each of the directors and executive
officers of or other persons exercising control over Foster City
LLC, Redemco, L.L.C. and Mill Creek Systems, LLC as of the date
hereof.
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(d)-(e)
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During the last five years, the Filing Persons (i) have not been
convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors) or (ii) have not been a party to a civil
proceeding of a judicial or administrative body of competent
jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future
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violations of, or prohibiting or mandating activities subject to,
federal or state securities laws or finding any violation with
respect to such laws.
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(f)
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Ann Becher Smead and Edward Durbin are each citizens of the
United States of America. H. Joseph Smead was a citizen of the
United States of America.
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Item 3. Source and Amount of Funds or Other Consideration
This Amendment No. 3 to Schedule 13D relates to the addition of Mill Creek
Systems, LLC and Ann Becher Smead as Filing Persons as a result of a
reallocation among the Filing Persons of the percentage of the outstanding
Common Stock which may be deemed to be beneficially owned by the Filing
Persons due to a change in management of Foster City LLC and Redemco,
L.L.C. and the death of H. Joseph Smead. H. Joseph Smead, a former Manager
of Foster City LLC and the former Managing Member of Redemco, L.L.C., died
in December 2003. Ann Becher Smead was appointed the Personal
Representative of the Estate of H. Joseph Smead. On January 14, 2004, Ann
Becher Smead and John D. Smead were appointed as Managers
of Foster City LLC. Edward Durbin is also a manager of Foster City
LLC. On that same date, Mill Creek Systems, LLC and John
D. Smead were appointed as Managing Members of Redemco, L.L.C. No funds
or other consideration was paid for the described change in management of
Foster City LLC or Redemco, L.L.C. or the reallocation of beneficial
ownership.
The initial source and consideration used to acquire the 5,600,000 shares
of Common Stock of Intevac currently held by Foster City LLC and Redemco,
L.L.C. was pursuant to a Promissory Note dated December 1, 1999 issued by
Foster City LLC to Kaiser Aerospace & Electronics Corporation, as
previously reported and filed with the initial Schedule 13D. Initially,
Foster City LLC directly owned all 5,600,000 shares.
On June 18, 2003, Foster City LLC sold 3,255,969 shares of Common Stock of
Intevac to Redemco, L.L.C. pursuant to that certain Stock Purchase
Agreement, dated June 16, 2003, between Redemco, L.L.C. and Foster City
LLC (the Stock Purchase Agreement), at a purchase price of
$13,316,913.21, or $4.09 per share of Common Stock representing the
average (rounded to the nearest whole cent per share) of the high and low
sales prices of the Common Stock as quoted on the National Association of
Securities Dealers National Market System for the 15 trading days ending
on the day immediately preceding the date of the Stock Purchase Agreement,
minus a discount equal to 20% of the average price of a share of
Common Stock (the Purchase Price). Consideration for the purchase price
consisted of (a) Redemco, L.L.C.s cancellation of Foster City LLCs
obligation to repay the outstanding principal amount and accrued but
unpaid interest owing under that certain Promissory Note of Foster City
LLC payable to Redemco, L.L.C. in the original principal amount of
$17,000,000.00 and dated November 29, 2000, and (b) cash in an amount
equal to $446,554.80.
Item 4. Purpose of Transaction
In December 2003, H. Joseph Smead, who at that time was a Manager of
Foster City LLC, the Managing Member of Redemco, L.L.C. and beneficial
owner of more than five percent of the Common Stock of Intevac, died
requiring a reallocation of the beneficial ownership of the shares of
Common Stock owned of record by Foster City LLC and Redemco, L.L.C. On
January 14, 2004, Ann Becher Smead and John D. Smead were
appointed as Managers of Foster City LLC. Edward Durbin is also a
Manager of Foster City LLC. On that same date, Mill Creek
Systems, LLC and John D. Smead were appointed as Managing Members of
Redemco, L.L.C. Ann Becher Smead was also appointed the Personal
Representative of the Estate of H. Joseph Smead.
Foster City LLC currently proposes to sell up to 2,344,031, or all of its,
shares of Common Stock pursuant to Intevacs registration statement filed
on Form S-3 on December 19, 2003 and as amended on January 7, 2004 and
January 15, 2004 which currently covers the registration of 2,100,000 of
Foster City LLCs shares of Common Stock, of which 600,000 are subject to
an over-allotment option to the underwriters.
The 5,600,000 shares of Common Stock initially acquired by Foster City
LLC, including those sold to Redemco, L.L.C., were acquired and sold for
investment purposes in the ordinary course of business of Foster City LLC,
and were not acquired or sold for the purpose of and do not have the
effect of changing or influencing the control of Intevac nor in connection
with or as a participant in any transaction having such purpose or effect.
The 3,255,969 shares of Common Stock acquired by Redemco, L.L.C. from
Foster City LLC were acquired for investment purposes in the ordinary
course of business of Redemco, L.L.C., and were not acquired or sold for
the purpose of and do not have the effect of changing or influencing the
control of the Intevac nor in connection with or as a participant in any
transaction having such purpose or effect.
The 165,897 shares of Common Stock owned directly by the Estate of H.
Joseph Smead and Edward Durbin were acquired for investment purposes in
the ordinary course of business, and were not acquired for the purpose of
and do not have the effect of changing or influencing the control of the
Intevac nor in connection with or as a participant in any transaction
having such purpose or effect.
Other than as reported herein, Filing Persons currently have no plan or
proposals which relate to, or may result in, any of the matters listed in
Items 4(a) (j) of Schedule 13D (although Filing Persons reserve the
right to develop such plans).
Item 5. Interest in Securities of the Issuer
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(a)
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As of the date hereof, Foster City LLC owned of record
2,344,031 shares of Common Stock, representing 13.8% of the
outstanding shares of Common Stock (the percentage of shares owned
being based upon 16,953,464 shares outstanding on December 31, 2003,
as set forth in Amendment No. 2 to Intevacs Registration Statement
on Form S-3 filed January 15, 2004).
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As of the date hereof, Redemco, L.L.C. owned of record 3,255,969
shares of Common Stock, representing 19.2% of the outstanding shares
of Common Stock (the percentage of shares owned being based upon
16,953,464 shares outstanding on December 31, 2003, as set forth in
Amendment No. 2 to Intevacs Registration Statement on Form S-3
filed January 15, 2004).
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H. Joseph Smead died in December 2003 and is no longer a beneficial
owner of any shares of Common Stock of Intevac.
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As of the date hereof, Mill Creek Systems, LLC may be deemed to
indirectly own 3,255,969 shares of Common Stock, representing 19.2%
of the outstanding shares of Common Stock (the percentage of shares
owned being based upon 16,953,464 shares outstanding on December 31,
2003, as set forth in Amendment No. 2 to Intevacs Registration
Statement on Form S-3 filed January 15, 2004), by virtue of its
status as a Managing Member of Redemco, L.L.C.
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As of the date hereof, Ann Becher Smead may be deemed to indirectly
own 3,303,652 shares of Common Stock, representing 19.5% of the
outstanding shares of Common Stock (the percentage of shares owned
being based upon 16,953,464 shares outstanding on December 31, 2003,
as set forth in Amendment No. 2 to Intevacs Registration Statement
on Form S-3 filed January 15, 2004), by virtue of her status as (i)
the sole Manager of Mill Creek Systems, LLC, a Managing Member of
Redemco, L.L.C., (ii) owner of, together with the Estate of H.
Joseph Smead, a 100% interest in Mill Creek Systems, LLC and (iii)
the Personal Representative of the Estate of H. Joseph Smead. The
number of shares of Common Stock as to which Ann Becher Smead may be
deemed a beneficial owner consists of (1) options to purchase 32,500
shares of Common Stock exercisable by Ann Becher Smead as the
Personal Representative of the Estate of H. Joseph Smead within 60
days of the date hereof, (2) 3,255,969 shares owned of record by
Redemco, L.L.C., and (3) 15,183 shares owned of record by the Estate
of H. Joseph Smead. Ann Becher Smead is also one of three Managers
of
Foster City LLC. Ann Becher Smead does not have sole or shared
power to vote of dispose of any shares of Common Stock held of
record by Foster City LLC.
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As of the date hereof, Edward Durbin may be deemed to beneficially
own 118,214 shares of Common Stock, representing beneficial
ownership of 0.9% of the outstanding shares of Common Stock (the
percentage of shares owned being based upon 16,953,464 shares
outstanding on December 31, 2003, as set forth in Amendment No. 2 to
Intevacs Registration Statement on Form S-3 filed January 15,
2004). Such number consists of (1) options to purchase 2,500 shares
of Common Stock exercisable by Edward Durbin within 60 days of the
date hereof, (2) 107,714 shares owned of record by Edward Durbin and
(3) 8,000 shares owned of record by the spouse of Edward Durbin.
Edward Durbin is also one of three Managers of Foster City LLC. Edward Durbin does not have sole or shared power
to vote of dispose of any shares of Common Stock held by Foster City
LLC.
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(b)
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Foster City LLC has sole power to vote and to dispose of
2,344,031 shares of Common Stock.
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Redemco, L.L.C. has sole power to vote and to dispose of 3,255,969
shares of Common Stock.
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Mill Creek Systems, LLC has sole power to vote and to dispose of
3,255,969 shares of Common Stock.
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Ann Becher Smead has sole power to vote and to dispose of 3,303,652
shares of Common Stock.
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Edward Durbin has sole power to vote and to dispose of 110,214
shares of Common Stock and shared power to vote and dispose of 8,000
shares of Common Stock.
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(c)
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Except as set forth in this Amendment No. 3 to Schedule 13D,
none of the Filing Persons has effected any transactions in the
Common Stock during the past 60 days;
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(d)
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The Filing Persons know of no person, other than the Filing
Persons, who has the right to receive or the power to direct the
receipt of dividends from or the proceeds from the sale of the shares
of Common Stock beneficially owned by Filing Persons as reported
herein.
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(e)
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On January 14, 2004, H. Joseph Smead ceased to be the
beneficial owner of more than five percent of the Common Stock of
Intevac.
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On January 14, 2004, Edward Durbin ceased to be the beneficial owner
of more than five percent of the Common Stock of Intevac.
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Neither this present filing nor any future amendment thereof by the Filing
Persons shall be construed as an admission that any Filing Person
constitutes a person for any purpose other than Section 13(d) of the
Securities Exchange Act of 1934. Each Filing Person disclaims beneficial
ownership of any shares of Common Stock included in this Schedule 13D that
are shown as owned by any other Filing Person.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of the Issuer
Except as otherwise reported herein and as set forth in the exhibits
thereto, to the knowledge of the Filing Persons, there are no contracts,
arrangements, understandings or relationships among the persons named in
Item 2 and between such persons and any person with respect to any
securities of Intevac, including but not limited to transferor voting of
any of the securities, finders fees, joint ventures, loan or option
arrangement, puts or calls, guarantees of profits, division of profits or
loss, or the giving or withholding of proxies.
Item 7. Material to Be Filed as Exhibits
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A*
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Promissory Note, dated December 1, 1999, between Kaiser
Aerospace & Electronics Corporation and Foster City LLC.
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B*
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Stock Purchase Agreement, dated December 1, 1999, between
Kaiser Aerospace & Electronics Corporation and Foster City LLC.
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C*
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Stock Purchase Agreement, dated June 16, 2003, between Redemco,
L.L.C. and Foster City LLC.
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D*
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Joint Filing Agreement, dated June 18, 2003 by and among Foster
City LLC, Redemco, L.L.C., H. Joseph Smead and Edward Durbin.
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E
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Joint Filing Agreement dated January 26, 2004 by and between
Foster City LLC, Redemco, L.L.C., the Estate of H. Joseph Smead, Mill
Creek Systems, LLC, Ann Becher Smead and Edward Durbin.
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
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Dated: January 26, 2004
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Foster City LLC
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By:
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/s/ Ann Becher
Smead
Ann Becher Smead
Manager and Vice President
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Dated: January 26, 2004
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Redemco, L.L.C.
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By:
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Mill Creek Systems, LLC, Managing Member
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/s/ Ann Becher Smead
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By:
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Ann Becher Smead
Manager
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Dated: January 26, 2004
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Mill Creek Systems, LLC
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By:
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s/ Ann Becher Smead
Ann Becher Smead
Manager
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Dated: January 26, 2004
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Estate
of H. Joseph Smead
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By:
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/s/ Ann Becher Smead
Ann Becher Smead
Personal Representative of the Estate H. Joseph Smead
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Dated: January 26, 2004
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/s/ Ann Becher Smead
Ann Becher Smead
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Dated: January 26, 2004
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/s/ Edward Durbin
Edward Durbin
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SCHEDULE I
Directors, Executive Officers and Controlling Persons of Foster City LLC:
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Name
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Occupation or Employment
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Ann Becher Smead
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Manager and Vice President of Foster City LLC
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Edward Durbin
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Manager and Chief Operations Officer of Foster City LLC
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John D. Smead
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Manager and President of Foster City LLC
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John E. Chapin
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Secretary of Foster City LLC
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Troy Metcalf
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Chief Financial Officer of Foster City LLC and Chief
Financial Officer of Kaiser Compositek, Inc. the
principal address of which is 1095 Columbia Street, Brea,
California 92821.
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Kaiser Compositek, Inc. designs, fabricates,
manufactures, markets and sells products utilizing
composite materials.
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Directors, Executive Officers and Controlling Persons of Redemco, L.L.C.:
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Name
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Occupation or Employment
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Mill Creek Systems, LLC
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Managing Member
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Ann Becher Smead
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Director and Vice President of Redemco, L.L.C.
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George Farinsky
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Director of Redemco, L.L.C.
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John D. Smead
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Managing Member, Director and President of
Redemco, L.L.C.
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Melvin J. Fischer
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Vice President of Redemco, L.L.C.
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John E. Chapin
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Secretary and Treasurer of Redemco, L.L.C.
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Troy Metcalf
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Chief Financial Officer of Redemco, L.L.C. and
Chief Financial Officer of Kaiser Compositek, Inc.
the principal address of which is 1095 Columbia
Street, Brea, California 92821.
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Kaiser Compositek, Inc. designs, fabricates,
manufactures, markets and sells products utilizing
composite materials.
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Directors, Executive Officers and Controlling Persons of Mill Creek Systems, LLC:
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Name
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Occupation or Employment
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Ann Becher Smead
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Manager
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Exhibit E
JOINT FILING AGREEMENT
This will confirm the agreement by and among all the undersigned that the
Statement on Schedule 13D filed on or about this date with respect to
beneficial ownership by the undersigned of the shares of the common stock of
Intevac, Inc., a California corporation, is being filed on behalf of each of
the undersigned in accordance with Rule 13d-1(k)(1) under the Securities
Exchange Act of 1934, and any further amendments to the Statement on Schedule
13D shall be filed on behalf of each of the undersigned without the necessity
of filing additional joint filing agreements. In addition, each party to this
agreement expressly authorizes each other party to this agreement to file on
its behalf any and all amendments to the Statement on Schedule 13D.
The undersigned further agree that each party hereto is responsible for
timely filing of such Statement on Schedule 13D and any further amendments
thereto, and for the completeness and accuracy of the information concerning
such party contained therein, provided that no party is responsible for the
completeness and accuracy of the information concerning the other party, unless
such party knows or has reason to believe that such information is inaccurate.
The undersigned further agree that this Agreement shall be included as an
Exhibit to such joint filing.
In evidence thereof the undersigned, being duly authorized, hereby execute
this agreement in counterpart as of this 26th day of January, 2004.
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FOSTER CITY LLC
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REDEMCO, L.L.C.
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By:
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/s/ Ann Becher Smead
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By:
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Mill Creek Systems, LLC, Managing Member
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Ann Becher Smead
Manager
|
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By:
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/s/ Ann Becher Smead
Ann Becher Smead
Manager
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ESTATE OF H. JOSEPH SMEAD
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MILL CREEK SYSTEMS, LLC
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By:
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/s/ Ann Becher Smead
Ann Becher Smead
Personal Representative of the Estate of H. Joseph
Smead
|
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By:
|
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/s/ Ann Becher Smead
Ann Becher Smead
Manager
|
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By:
|
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/s/ Edward Durbin
Edward Durbin
|
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By:
|
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/s/ Ann Becher Smead
Ann Becher Smead
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