SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM SD
Specialized Disclosure Report
INTEVAC, INC.
(Exact name of Registrant as specified in its charter)
State of Delaware | 0-26946 | 94-3125814 | ||
(State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
(IRS Employer Identification Number) |
3560 Bassett Street
Santa Clara, CA 95054
(Address of principal executive offices and zip code)
James Moniz
(408) 986-9888
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
þ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2014 to December 31, 2014. |
Section 1 | Conflict Minerals Disclosure |
Item 1.01 | Conflict Minerals Disclosure and Report |
With respect to the reporting period from January 1, 2014 to December 31, 2014, Intevac Inc. (the Company (i) has determined that conflict minerals (as defined in Section 1, Item 1.01(d)(3) for Form SD) are necessary to the functionality or production of products that the Company has manufactured and contracted to manufacture, (ii) has performed, in good faith, a reasonable country of origin inquiry (RCOI) regarding those minerals that is designed to determine whether any of the conflict minerals originated in the Democratic Republic of the Congo or any adjoining country, as defined by paragraph (d)(1) of Item 1.01 of the Form SD, or are from recycled or scrap sources, as defined by paragraph (d)(6) of Item 1.01 of the Form SD and (iii) based on its RCOI, the Company has performed due diligence procedures as described further in the Conflict Minerals Report filed as Exhibit 1.01 hereto.
Item 1.02 | Exhibit |
Conflict Minerals Disclosure
In accordance with Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended (Rule 13p-1), and this Specialized Disclosure Report on From SD (this Form), the Company has filed a Conflict Minerals Report, which is attached as Exhibit 1.01 to this Form. A copy of this Form and the Conflict Minerals Report are publically available at www.intevac.com .
Section 2 | Exhibits |
Item 2.01 | Exhibits |
Exhibit
|
Description |
|
Exhibit 1.01 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
INTEVAC, INC. | ||
Date: June 1, 2015 |
/s/ JAMES MONIZ |
|
James Moniz | ||
Executive Vice President, Finance and Administration, | ||
Chief Financial Officer, Treasurer and Secretary |
EXHIBIT INDEX
Exhibit
|
Description |
|
Exhibit 1.01 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. |
Exhibit 1.01
Conflict Minerals Report
For the Year Ended December 31, 2014
This Conflict Minerals Report (this Report or CMR) for Intevac, Inc. (the Company) covers the reporting period from January 1, 2014 to December 31, 2014, and is presented in accordance with Rule 13p-1 promulgated under the Securities Exchange Act or 1934, as amended (Rule 13p-1).
This Report is filed as Exhibit 1.01 to the Companys Specialized Disclosure Report on Form SD (the Form), and a copy of this Report and the Form are publicly available at www.intevac.com .
Introduction
In 2010, the United Stated enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Act). Section 1502 of the Act specifically related to conflict minerals and required the United States Securities and Exchange Commission (SEC) to promulgate regulations requiring companies covered under the Act to annually file a Specialized Disclosure Report on Form SD with the SEC to disclose whether certain specified conflict minerals (as defined below) used in their products directly or indirectly benefitted armed groups in the Democratic Republic of the Congo and adjoining counties (collectively, the Covered Countries). This Report, which is an exhibit to the Form, describes the design of Intevacs conflict minerals due diligence measures and provides an account of how these measures were implemented in 2014 to determine, to our knowledge, the source mines, the county of origin and the facilities used to process the conflict minerals used in our products. For purposes of this Report, Conflict Minerals are defined as cassiterite, columbite-tantalite (coltan), gold, wolframite, or their derivatives, which is limited to tin, tantalum, tungsten, and gold (3TG).
Our products covered by this Report are listed in the table below.
Product | Description | |
200Lean ® , technology upgrades and spare parts. | Hard disk drive manufacturing equipment | |
MATRIXPVD, ENERGi | Solar manufacturing equipment | |
VERTEXPVD | Display cover panel coating equipment | |
LIVAR ® cameras, EBAPS ® sensors, MicroVista ® cameras | Photonics military products night vision cameras and rifle sights | |
IPort and NightPort | Photonics military products head mounted displays |
Reasonable Country of Origin Inquiry Process
In accordance with Rule 13p-1 and Form SD, Intevac determined that 3TG are necessary to the functionality or production of our products, and are incorporated into our products during the manufacturing process. Accordingly, Intevac was required to undertake a reasonable country of origin inquiry (RCOI) with respect to 3TG that is reasonably designed to determine whether any of the 3TG originated in the Covered Countries. In designing our RCOI, Intevac employed a combination of measures to determine whether the 3TG in Intevacs products originated from the Covered Countries, and would survey direct suppliers of raw materials and components that contain Conflict Minerals. Our RCOI primarily consisted of submitting letters of inquiry to our suppliers of raw materials, components and subassemblies. Responses were reviewed for completeness and consistency and we routinely followed up with our suppliers for corrections and clarifications as needed.
RCOI for the 2014 Reporting Year
For 2014, we conducted a supply chain survey with our direct suppliers to obtain country of origin information for the necessary conflict minerals in our products using the template developed by the Electronic Industry Citizenship Coalition (EICC) and Global e-Sustainability Initiative (GeSI) (the Conflict Minerals Reporting Template or CMRT). That CMRT requests direct suppliers to identify the smelters and refiners and countries of origin of the Conflict Minerals in products they supply to Intevac. We compared the smelters and refiners identified in the surveys against the lists of facilities which have received a conflict free designation by the Conflict-Free
Smelter Program (CFSP) or other independent third party audit program such as the London Bullion Market Associations Responsible Gold Programme and the Responsible Jewellery Councils Chain-of-Custody Certification program, which designations provide country of origin information on the Conflict Minerals sourced by such facilities. We documented country of origin information for the smelters and refiners identified by the supply-chain survey as provided from multiple sources including the supply-chain survey and independent third party audit programs.
There is significant overlap between our RCOI efforts and our due diligence measures performed. Our due diligence measures performed are discussed further in this Report.
Below is a summary of the country of origin information collected as a result of our RCOI efforts.
Conflict Mineral | Countries of origin and other sources may include the following | |
Tantalum | Austria, Brazil, Burundi, Chile, China, DRC-Congo, Estonia, Ethiopia, Germany, India, Japan, Kazakhstan, Malaysia, Mexico, Mozambique, Niger, Nigeria, Peru, Russian Federation, Rwanda, Sierra Leone, South Africa, Thailand, United States and Zimbabwe | |
Tin | Belgium, Bolivia, Brazil, Burundi, Canada, Chile, China, DRC-Congo, Germany, Indonesia, Japan, Kazakhstan, Malaysia, Mexico, Nigeria, Peru, Philippines, Poland, Russian Federation, Rwanda, Singapore, Taiwan, Thailand, United States and Vietnam | |
Tungsten | Australia, Austria, Bolivia, Canada, China, Germany, Indonesia, Japan, Peru, Portugal, Russian Federation, Spain, Thailand, United States and Vietnam | |
Gold | Argentina, Australia, Belgium, Bolivia, Brazil, Canada, Chile, China, Germany, Ghana, Guinea, Hong Kong, Indonesia, Italy, Japan, Kazakhstan, Republic of Korea, Kyrgyzstan, Laos, Mali, Mexico, Mongolia, Mozambique, Namibia, Papua New Guinea, Peru, Philippines, Russian Federation, Saudi Arabia, Singapore, South Africa, Spain, Suriname, Sweden, Switzerland, Taiwan, Tajikistan, Thailand, Turkey, United Arab Emirates, United Kingdom, United States and Uzbekistan |
Due Diligence Process
Design of Due Diligence
In accordance with Rule 13p-1 and the Form, Intevac undertook due diligence on the source and chain of custody of the necessary 3TG used in Intevac Thin-film Equipment and Photonics products. In conducting its due diligence, Intevac implemented the Organisation for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Second Edition, OECD 2013) and the related Supplements (collectively, the OECD Guidance), an internationally recognized due diligence framework.
Management Systems
Internal Team
Our Conflict Minerals Program is overseen by our Vice President of Operations. We assembled a conflict minerals project team with representatives from engineering, procurement and finance from both of our business units, Thin-film Equipment and Photonics, to develop and execute our conflict minerals program. The results of due diligence and compliance processes were addressed by the conflict minerals project team as necessary.
Control Systems
As a manufacturer, Intevac is several levels removed from the actual mining of 3TG. Intevacs Thin-film Equipment and Photonics business units do not make purchases of raw ore or unrefined 3TG and make no purchases in the Covered Countries. We utilized resources available from industry-wide initiatives to obtain sourcing information related to upstream actors in the supply chain, including the EICC-GeSI and the CFSP.
To establish a system of controls and transparency over the 3TG supply chain, we incorporated into our supplier due diligence procedures a requirement for suppliers to provide information regarding the smelters or refineries in their supply chain utilizing the CMRT. We used this information to make the RCOI conclusion in this CMR.
As we typically do not have a direct relationship with 3TG smelters and refineries, we rely on our surveyed suppliers to provide us with up-to-date and accurate smelter and refinery sourcing information. Our adoption and utilization of the industry standard CFSI templates, tools and auditing program aids us in establishing consistency and transparency throughout our supply chain.
Controls include, but are not limited to, our Code of Business Conduct and Ethics which outlines expected behaviors for all Intevac employees and our Conflict Minerals Policy which outlines our commitment to minimize the use of 3TG that finance or benefit armed groups.
Supplier Engagement
Intevac is now in the process of including provisions related to gathering 3TG information in our supply contracts to encourage greater cooperation by the companies in our supply chain.
Grievance Mechanism
Intevac has multiple grievance mechanisms whereby employees and suppliers can report violations of Intevacs policies including contacting the Companys Compliance Hotline at 1-800-826-6762.
Records Maintenance
We have retained all relevant documentation from our RCOI and due diligence. We established a conflict minerals library on the Companys intranet to retain information relevant to our conflict minerals compliance process electronically.
Identify and Assess Risk in the Supply Chain
Because of our size, the complexity of our products, and the depth, breadth, and constant evolution of our supply chain, it is difficult to identify actors upstream from our direct suppliers. As the first step in our good faith RCOI, we worked to identify suppliers that we believed were potentially providing materials and components that contain 3TG. Our engineers and procurement group reviewed our parts inventory records and active suppliers and identified 28 direct suppliers in our Thin-film Equipment business and 27 direct suppliers in our Photonics business who supply components to us containing 3TG. These suppliers represent approximately 35% of our total 2014 direct product-related sourcing expenditures. We rely on these suppliers to provide us with information about the source of 3TG in the components supplied to us. Our direct suppliers are similarly reliant upon information provided by their suppliers. Several of our suppliers are SEC registrants and subject to the conflict minerals reporting requirement. For those suppliers subject to the reporting requirement we obtained and read their 2013 CMR filed with Form SD.
Below is a summary of the responses received to our survey.
Survey Response | Thin-film Equipment | Photonics | ||||||
(# of suppliers) | Percent | (# of suppliers) | Percent | |||||
CMRT complete |
16 | 57% | 20 | 74% | ||||
CMRT incomplete declaration statement only |
10 | 36% | 6 | 22% | ||||
No Response |
2 | 7% | 1 | 4% | ||||
28 | 100% | 27 | 100% |
Design and Implement a Strategy and Respond to Risks
The conflict minerals project team undertook the following due diligence measures in 2014:
| Updated and revised our Conflict Minerals Policy; |
| Maintained a company grievance mechanism that is available internally and externally to report concerns, including those related to conflict minerals; |
| Established the expectation, including through contractual obligations from suppliers, that suppliers would obtain information from their supply chains regarding entities that process necessary Conflict Minerals and provide that information to us using the CMRT, which includes questions regarding the smelter, refiner, recycler or scrap processor of necessary Conflict Minerals and location or mine of origin; |
| Conducted an internal business review that identified 55 direct suppliers of materials, parts, components or products containing necessary 3TG in 2014 compared to 35 surveyed suppliers in 2013; |
| Sent reminder letters to surveyed direct suppliers that did not provide a completed CMRT; |
| Reviewed submitted CMRT and sent follow up questions to surveyed suppliers whose CMRT did not meet our expectations; |
| Reviewed the smelters and refiners identified by direct suppliers in the CMRT against information provided by CFSI, OECD and the U.S. Department of Commerce to identify the entities; |
| Compared the smelters and refiners against the lists of entities that have received a conflict free designation for tantalum, tin, tungsten or gold on the Conflict Free Smelter List (provided by CFSI in April 2015); and |
| Compared the gold smelters and refiners against the lists of entities that have received a conflict free designation on the London Bullion Market Associations Responsible Gold Programme and the Responsible Jewellery Councils Chain-of-Custody Certification program. |
Carry Out Independent Third Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain
As noted above, Intevac is several levels removed from the actual mining of 3TG and we do not have a direct relationship with smelters and refiners and do not perform direct audits of these entities within our supply chain.
Reporting on Supply Chain Due Diligence
As noted above, in 2015, we filed this Form and this Report with the SEC and a copy of this Report and the Form are publicly available at http://investor.intevac.com/sec.cfm.
Findings
The table below lists the smelter information provided by our suppliers:
For calendar year 2014, Intevac identified 269 smelters and refiners as potential sources of 3TG that were reported to be in its supply chain at some point during the year. Of those 269 smelters and refiners, 166 have been verified as conflict-free, and an additional 37 have begun the audit process.
Smelters and refiners verified as conflict-free or in the audit process | ||
Tantalum |
39 of 41 (95%) | |
Tin |
51 of 83 (61%) | |
Tungsten |
32 of 36 (89%) | |
Gold |
81 of 109 (74%) | |
Total |
203 of 269 (75%) |
The number of smelters and refiners in Intevacs supply chain as of December 31, 2014 that are verified as conflict-free or in the audit process is more than double the comparable number for the prior year.
Status of identified smelters and refiners |
2014 | 2013 | ||
Verified conflict-free |
166 | 72 | ||
Participating in an audit process |
37 | 10 | ||
Not participating |
66 | 133 | ||
Total |
269 | 215 |
See Appendix A for the list of names of the smelters and the country where the facilities are located.
In the course of our RCOI and due diligence we discovered that certain suppliers provided us with components containing 3TG sourced from the Covered Countries.
Conghua Tantalum and Niobium Smeltry, Duoluoshan, F&X Electro-Materials Ltd., Global Advanced Metals Boyertown, H.C. Starck Co., Ltd., H.C. Starck GmbH Goslar, H.C. Starck GmbH Laufenburg, H.C. Starck Smelting GmbH & Co.KG, Ningxia Orient Tantalum Industry Co., Ltd., Ulba and Zhuzhou Cement Carbide are CFSP compliant smelters that source from conflict-free mines for Tantalum from the Covered Countries.
Malaysia Smelting Corporation (MSC) and Thaisarco are CFSP compliant smelters that source from conflict-free mines for Tin from the Covered Countries.
Xiamen Tungsten (H.C.) Co., Ltd. is a CFSP compliant smelter that sources from conflict-free mines for Tungsten from the Covered Countries.
Conclusion
Primarily due to incomplete responses and non-responses provided by the surveyed suppliers, we have concluded that our products are DRC Conflict Undeterminable for calendar year 2014. Based on the information obtained pursuant to the good faith RCOI and due diligence processes described above, for 2014, we do not have sufficient information with respect to the 3TG to determine the country of origin of all of the 3TG we use to manufacture our products and thus are unable to determine whether any of the 3TG originated in the Covered Countries and, if so, whether the 3TG were from recycled or scrap sources, financed conflict in the Covered Countries or did not finance conflict in the Covered Countries.
Despite our efforts to follow up with our suppliers, we did not receive responses from all surveyed suppliers, and the surveyed suppliers who responded showed varying degrees of cooperation with our inquiries. In addition, we encountered the following challenges in obtaining and analyzing the responses we received:
| We are dependent on information received from our direct suppliers to conduct our good faith RCOI process; |
| We have a varied supplier base with differing levels of resources and sophistication, and many of our suppliers are not themselves subject to Rule 13p-1 of the Exchange Act; |
| The information our suppliers provided was often incomplete and required significant follow-up; |
| Many suppliers provided responses at a company or divisional level, and not at a product level specific to the materials and components we use in our products; |
| None of our suppliers were able to represent to us that the 3TG from the smelters they listed had actually been included in components they supplied to Intevac; |
| Certain suppliers were unable or unwilling to specify the smelters or refiners used for materials and components supplied to us; and |
| Our ability to influence cooperation from certain suppliers was limited. |
As a result, we have not been able to identify all of the smelters from which our suppliers sourced 3TG.
Efforts to Determine Mine Location
As previously noted, Intevac is several levels removed from the actual mining of 3TG and we do not have a direct relationship with smelters and refiners and do not perform direct audits of these entities within our supply chain. Consequently identifying with certainty, the smelters, refiners and recyclers and the source of the 3TG they process is an extraordinary challenge. In 2014, the primary focus of our due diligence on the source and chain of custody of the necessary 3TG in our supply chain was on the collection and assessment of data gathered, consolidated and provided by our direct suppliers. As a downstream supplier, we base our due diligence program on current industry guidance and practices for implementing the OECD Framework, which leads us to investigate the smelters and refiners in our supply chain, and to compare these to independently verified lists (such as the CFSP list.) Intevacs primary means of determining country of origin of 3TG necessary to the functionality and production of our products was by conducting a supply-chain survey with our direct suppliers. We expect to gather the necessary information to determine mine location through CFSP audits.
Conflict Minerals Policy
Our Conflict Minerals Policy is available at: www.intevac.com . We are committed to minimizing the use of Conflict Minerals that finance or benefit armed groups. We actively engage with our suppliers to promote responsible sourcing practices and encourage our suppliers to seek conflict-free sources for 3TG used in our products.
Steps to Improve Due Diligence and Mitigate Risk
We will continue to work to increase the response rate of our suppliers and encourage them to complete the CMRT. Our survey response rate improved from 69% in 2013 to 95% in 2014. 52 surveyed suppliers completed declaration statements in 2014 compared to 24 suppliers in 2013. And 36 surveyed suppliers completed the CMRT providing smelter information in 2014 compared to 8 suppliers in 2013. We believe that the quantity and quality of information related to sourcing and traceability of materials in the supply chain will continue to improve in the years to come.
We recognize that we have ongoing obligations under the reporting requirements of Rule 13p-1 and our Conflict Minerals Policy, and will seek to take additional steps in 2015 to continue and improve our good faith RCOI and due diligence processes. We expect to take the following steps, among others, to improve our due diligence measures and to further mitigate the risk that the 3TG contained in our products are financing conflict in the Covered Countries:
| Provide continuing education to members of our supply chain management function and our other employees who are involved with 3TG on both the supplier and customer sides of our business; |
| Evaluate new systems for the collection and management of Conflict Minerals reporting data; |
| Continue to engage with our direct suppliers to improve the completeness and accuracy of information provided to us; |
| Continue to clearly communicate expectations to our direct suppliers concerning performance, transparency and sourcing of materials and components containing 3TG; |
| Include provisions related to gathering 3TG information in our supply contracts to encourage greater cooperation by the companies in our supply chain; |
| Continue educating our direct suppliers about our reporting obligations imposed by Form SD and the SEC regarding Conflict Minerals; and |
| Continue to compare the list of smelters identified through our good faith RCOI and related due diligence processes to the evolving lists of smelters who have been designated as conflict free through independent conflict free smelter validation programs. |
Independent Private Sector Audit
An audit was not required for calendar year 2014.
Appendix A
Metal | Smelter or Refiner Name | Smelter Country |
Smelter
Identification |
CSFI (a) | ||||||
Gold |
Advanced Chemical Company |
UNITED STATES | CID000015 | |||||||
Gold |
Aida Chemical Industries Co., Ltd. |
JAPAN | CID000019 | COMPLIANT | ||||||
Gold |
Allgemeine Gold & Silberscheideanstalt |
GERMANY | CID000035 | COMPLIANT | (b), (c) | |||||
Gold |
Almalyk Mining and Metallurgical Complex (AMMC) |
UZBEKISTAN | CID000041 | (b) | ||||||
Gold |
AngloGold Ashanti Mineração Ltda. |
BRAZIL | CID000058 | COMPLIANT | (b) | |||||
Gold |
Argor-Heraeus SA |
SWITZERLAND | CID000077 | COMPLIANT | (b), (c) | |||||
Gold |
Asahi Pretec Corporation |
JAPAN | CID000082 | COMPLIANT | (b) | |||||
Gold |
Asaka Riken Co., Ltd. |
JAPAN | CID000090 | ACTIVE | ||||||
Gold |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
TURKEY | CID000103 | COMPLIANT | (b) | |||||
Gold |
Aurubis AG |
GERMANY | CID000113 | COMPLIANT | (b) | |||||
Gold |
Bangko Sentral ng Pilipinas |
PHILIPPINES | CID000128 | (b) | ||||||
Gold |
Bauer Walser AG |
GERMANY | CID000141 | |||||||
Gold |
Boliden AB |
SWEDEN | CID000157 | COMPLIANT | (b) | |||||
Gold |
C. Hafner GmbH + Co. KG |
GERMANY | CID000176 | COMPLIANT | (b), (c) | |||||
Gold |
Caridad |
MEXICO | CID000180 | |||||||
Gold |
Xstrata Canada Corporation |
CANADA | CID000185 | COMPLIANT | ||||||
Gold |
Cendres & Métaux SA |
SWITZERLAND | CID000189 | ACTIVE | ||||||
Gold |
Yunnan Copper Industry Co., Ltd. |
CHINA | CID000197 | |||||||
Gold |
Chimet S.p.A. |
ITALY | CID000233 | COMPLIANT | (b) | |||||
Gold |
China National Gold Group Corporation |
CHINA | CID000242 | |||||||
Gold |
Chugai Mining |
JAPAN | CID000264 | |||||||
Gold |
Colt Refining |
UNITED STATES | CID000288 | |||||||
Gold |
Daejin Indus Co., Ltd. |
KOREA, REPUBLIC OF | CID000328 | |||||||
Gold |
Daye Non-Ferrous Metals Mining Ltd. |
CHINA | CID000343 | |||||||
Gold |
Do Sung Corporation |
KOREA, REPUBLIC OF | CID000359 | |||||||
Gold |
Doduco |
GERMANY | CID000362 | ACTIVE | ||||||
Gold |
Dowa |
JAPAN | CID000401 | COMPLIANT | ||||||
Gold |
Eco-System Recycling Co., Ltd. |
JAPAN | CID000425 | COMPLIANT | ||||||
Gold |
FSE Novosibirsk Refinery |
RUSSIAN FEDERATION | CID000493 | |||||||
Gold |
Gansu Seemine Material Hi-Tech Co., Ltd. |
CHINA | CID000522 | |||||||
Gold |
Hangzhou Fuchunjiang Smelting Co., Ltd. |
CHINA | CID000671 | |||||||
Gold |
Heimerle + Meule GmbH |
GERMANY | CID000694 | COMPLIANT | (b) | |||||
Gold |
Heraeus Ltd. Hong Kong |
HONG KONG | CID000707 | COMPLIANT | (b) | |||||
Gold |
Heraeus Precious Metals GmbH & Co. KG |
GERMANY | CID000711 | COMPLIANT | (b) | |||||
Gold |
Hunan Chenzhou Mining Group Co., Ltd. |
CHINA | CID000767 | |||||||
Gold |
Hwasung CJ Co., Ltd. |
KOREA, REPUBLIC OF | CID000778 | |||||||
Gold |
Inner Mongolia Qiankun Gold and Silver Refinery Share Co. |
CHINA | CID000801 | (b) | ||||||
Gold |
Ishifuku Metal Industry Co., Ltd. |
JAPAN | CID000807 | COMPLIANT | (b) | |||||
Gold |
Istanbul Gold Refinery |
TURKEY | CID000814 | COMPLIANT | (b) | |||||
Gold |
Japan Mint |
JAPAN | CID000823 | COMPLIANT | (b) | |||||
Gold |
Jiangxi Copper Company Limited |
CHINA | CID000855 | (b) | ||||||
Gold |
Johnson Matthey Inc. |
UNITED STATES | CID000920 | COMPLIANT | ||||||
Gold |
Johnson Matthey Ltd. |
CANADA | CID000924 | COMPLIANT | ||||||
Gold |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
RUSSIAN FEDERATION | CID000927 | COMPLIANT | (b) | |||||
Gold |
JSC Uralelectromed |
RUSSIAN FEDERATION | CID000929 | COMPLIANT | (b) | |||||
Gold |
JX Nippon Mining & Metals Co., Ltd. |
JAPAN | CID000937 | COMPLIANT | (b) | |||||
Gold |
Kazzinc Ltd. |
KAZAKHSTAN | CID000957 | COMPLIANT | (b) | |||||
Gold |
Kennecott Utah Copper LLC |
UNITED STATES | CID000969 | COMPLIANT | (b) | |||||
Gold |
Kojima Chemicals Co., Ltd. |
JAPAN | CID000981 | COMPLIANT | ||||||
Gold |
Korea Metal Co., Ltd. |
KOREA, REPUBLIC OF | CID000988 | |||||||
Gold |
Kyrgyzaltyn JSC |
KYRGYZSTAN | CID001029 | (b) | ||||||
Gold |
L azurde Company For Jewelry |
SAUDI ARABIA | CID001032 | COMPLIANT | (b) | |||||
Gold |
Lingbao Gold Company Limited |
CHINA | CID001056 | |||||||
Gold |
Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
CHINA | CID001058 | |||||||
Gold |
LS-Nikko Copper Inc. |
KOREA, REPUBLIC OF | CID001078 | COMPLIANT | (b) | |||||
Gold |
Luoyang Zijin Yinhui Metal Smelt Co., Ltd. |
CHINA | CID001093 | |||||||
Gold |
Materion |
UNITED STATES | CID001113 | COMPLIANT | ||||||
Gold |
Matsuda Sangyo Co., Ltd. |
JAPAN | CID001119 | COMPLIANT | (b) | |||||
Gold |
Metalor Technologies (Hong Kong) Ltd. |
HONG KONG | CID001149 | COMPLIANT | (b) | |||||
Gold |
Metalor Technologies (Singapore) Pte Ltd. |
SINGAPORE | CID001152 | COMPLIANT | (b) | |||||
Gold |
Metalor Technologies SA |
SWITZERLAND | CID001153 | COMPLIANT | (b), (c) | |||||
Gold |
Metalor USA Refining Corporation |
UNITED STATES | CID001157 | COMPLIANT | (b) | |||||
Gold |
Met-Mex Peñoles, S.A. |
MEXICO | CID001161 | COMPLIANT | ||||||
Gold |
Mitsubishi Materials Corporation |
JAPAN | CID001188 | COMPLIANT | (b) | |||||
Gold |
Mitsui Mining and Smelting Co., Ltd. |
JAPAN | CID001193 | COMPLIANT | (b) | |||||
Gold |
Moscow Special Alloys Processing Plant |
RUSSIAN FEDERATION | CID001204 | |||||||
Gold |
Nadir Metal Rafineri San. Ve Tic. A.S. |
TURKEY | CID001220 | COMPLIANT | (b) | |||||
Gold |
Navoi Mining and Metallurgical Combinat |
UZBEKISTAN | CID001236 | (b) | ||||||
Gold |
Nihon Material Co., Ltd. |
JAPAN | CID001259 | COMPLIANT | (b) | |||||
Gold |
Ohio Precious Metals LLC. |
UNITED STATES | CID001322 | COMPLIANT | (b) | |||||
Gold |
Ohura Precious Metal Industry Co., Ltd. |
JAPAN | CID001325 | COMPLIANT | ||||||
Gold |
OJSC The Gulidov Krasnoyarsk Non-Ferrous Metals Plant |
RUSSIAN FEDERATION | CID001326 | COMPLIANT | (b) | |||||
Gold |
OJSC Kolyma Refinery |
RUSSIAN FEDERATION | CID001328 | (b) | ||||||
Gold |
PAMP SA |
SWITZERLAND | CID001352 | COMPLIANT | (b), (c) |
Metal | Smelter or Refiner Name | Smelter Country |
Smelter
Identification |
CSFI (a) | ||||||
Gold |
Penglai Penggang Gold Industry Co., Ltd. |
CHINA | CID001362 | |||||||
Gold |
Prioksky Plant of Non-Ferrous Metals |
RUSSIAN FEDERATION | CID001386 | (b) | ||||||
Gold |
PT Aneka Tambang (Persero) Tbk |
INDONESIA | CID001397 | COMPLIANT | (b) | |||||
Gold |
PX Précinox SA |
SWITZERLAND | CID001498 | COMPLIANT | (c) | |||||
Gold |
Rand Refinery (Pty) Ltd. |
SOUTH AFRICA | CID001512 | COMPLIANT | (b), (c) | |||||
Gold |
Royal Canadian Mint |
CANADA | CID001534 | COMPLIANT | (b) | |||||
Gold |
Sabin Metal Corp. |
UNITED STATES | CID001546 | |||||||
Gold |
Samduck Precious Metals |
KOREA, REPUBLIC OF | CID001555 | |||||||
Gold |
SAMWON METALS Corp. |
KOREA, REPUBLIC OF | CID001562 | |||||||
Gold |
Schone Edelmetaal |
NETHERLANDS | CID001573 | COMPLIANT | (b) | |||||
Gold |
SEMPSA Joyeria Plateria SA |
SPAIN | CID001585 | COMPLIANT | (b) | |||||
Gold |
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
CHINA | CID001622 | COMPLIANT | (b) | |||||
Gold |
Sichuan Tianze Precious Metals Co., Ltd. |
CHINA | CID001736 | COMPLIANT | (b) | |||||
Gold |
So Accurate Group, Inc. |
UNITED STATES | CID001754 | |||||||
Gold |
SOE Shyolkovsky Factory of Secondary Precious Metals |
RUSSIAN FEDERATION | CID001756 | ACTIVE | (b) | |||||
Gold |
Solar Applied Materials Technology Corp. |
TAIWAN | CID001761 | COMPLIANT | (b) | |||||
Gold |
Sumitomo Metal Mining Co., Ltd. |
JAPAN | CID001798 | COMPLIANT | (b) | |||||
Gold |
Tanaka Kikinzoku Kogyo K.K. |
JAPAN | CID001875 | COMPLIANT | (b) | |||||
Gold |
The Great Wall Gold and Silver Refinery of China |
CHINA | CID001909 | |||||||
Gold |
The Refinery of Shandong Gold Mining Co., Ltd. |
CHINA | CID001916 | COMPLIANT | (b) | |||||
Gold |
Tokuriki Tokyo Melters Assayers |
JAPAN | CID001938 | COMPLIANT | (b) | |||||
Gold |
Tongling Nonferrous Metals Group Co., Ltd. |
CHINA | CID001947 | |||||||
Gold |
Torecom |
KOREA, REPUBLIC OF | CID001955 | ACTIVE | ||||||
Gold |
Umicore Brasil Ltda. |
BRAZIL | CID001977 | COMPLIANT | (b) | |||||
Gold |
Umicore SA Business Unit Precious Metals Refining |
BELGIUM | CID001980 | COMPLIANT | (b) | |||||
Gold |
United Precious Metal Refining Inc. |
UNITED STATES | CID001993 | COMPLIANT | (c) | |||||
Gold |
Valcambi SA |
SWITZERLAND | CID002003 | COMPLIANT | (b), (c) | |||||
Gold |
Western Australian Mint trading as The Perth Mint |
AUSTRALIA | CID002030 | COMPLIANT | (b) | |||||
Gold |
Yamamoto Precious Metal Co., Ltd. |
JAPAN | CID002100 | COMPLIANT | ||||||
Gold |
Yokohama Metal Co., Ltd. |
JAPAN | CID002129 | ACTIVE | ||||||
Gold |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
CHINA | CID002224 | COMPLIANT | (b) | |||||
Gold |
Zijin Mining Group Co., Ltd. |
CHINA | CID002243 | COMPLIANT | (b) | |||||
Gold |
Guangdong Jinding Gold Limited |
CHINA | CID002312 | |||||||
Gold |
Umicore Precious Metals Thailand |
THAILAND | CID002314 | COMPLIANT | ||||||
Gold |
Republic Metals Corporation |
UNITED STATES | CID002510 | COMPLIANT | (b) | |||||
Tantalum |
Changsha South Tantalum Niobium Co., Ltd. |
CHINA | CID000211 | COMPLIANT | ||||||
Tantalum |
Conghua Tantalum and Niobium Smeltry |
CHINA | CID000291 | COMPLIANT | (d) | |||||
Tantalum |
Douluoshan Sapphire Rare Metal Co., Ltd. |
CHINA | CID000410 | COMPLIANT | (d) | |||||
Tantalum |
Exotech Inc. |
UNITED STATES | CID000456 | COMPLIANT | ||||||
Tantalum |
F&X Electro-Materials Ltd. |
CHINA | CID000460 | COMPLIANT | (d) | |||||
Tantalum |
Guangdong Zhiyuan New Material Co., Ltd. |
CHINA | CID000616 | COMPLIANT | ||||||
Tantalum |
Hi-Temp |
UNITED STATES | CID000731 | COMPLIANT | ||||||
Tantalum |
JiuJiang JinXin Nonferrous Metals Co., Ltd. |
CHINA | CID000914 | COMPLIANT | ||||||
Tantalum |
JiuJiang Tambre Co., Ltd. |
CHINA | CID000917 | COMPLIANT | ||||||
Tantalum |
King-Tan Tantalum Industry Ltd. |
CHINA | CID000973 | COMPLIANT | ||||||
Tantalum |
LSM Brasil S.A. |
BRAZIL | CID001076 | COMPLIANT | ||||||
Tantalum |
Metallurgical Products India (Pvt.) Ltd. |
INDIA | CID001163 | COMPLIANT | ||||||
Tantalum |
Mineração Taboca S.A. |
BRAZIL | CID001175 | COMPLIANT | ||||||
Tantalum |
Mitsui Mining & Smelting |
JAPAN | CID001192 | COMPLIANT | ||||||
Tantalum |
Molycorp Silmet A.S. |
ESTONIA | CID001200 | COMPLIANT | ||||||
Tantalum |
Ningxia Orient Tantalum Industry Co., Ltd. |
CHINA | CID001277 | COMPLIANT | (d) | |||||
Tantalum |
QuantumClean |
UNITED STATES | CID001508 | COMPLIANT | ||||||
Tantalum |
RFH Tantalum Smeltry Co., Ltd. |
CHINA | CID001522 | COMPLIANT | ||||||
Tantalum |
Shanghai Jiangxi Metals Co., Ltd. |
CHINA | CID001634 | |||||||
Tantalum |
Solikamsk Metal Works |
RUSSIAN FEDERATION | CID001769 | COMPLIANT | ||||||
Tantalum |
Taki Chemicals |
JAPAN | CID001869 | COMPLIANT | ||||||
Tantalum |
Tantalite Resources |
SOUTH AFRICA | CID001879 | |||||||
Tantalum |
Telex |
UNITED STATES | CID001891 | COMPLIANT | ||||||
Tantalum |
Ulba |
KAZAKHSTAN | CID001969 | COMPLIANT | (d) | |||||
Tantalum |
Zhuzhou Cement Carbide |
CHINA | CID002232 | COMPLIANT | (d) | |||||
Tantalum |
Yichun Jin Yang Rare Metal Co., Ltd. |
CHINA | CID002307 | COMPLIANT | ||||||
Tantalum |
Hengyang King Xing Lifeng New Materials Co., Ltd. |
CHINA | CID002492 | COMPLIANT | ||||||
Tantalum |
Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch |
CHINA | CID002501 | COMPLIANT | ||||||
Tantalum |
KEMET Blue Metals |
MEXICO | CID002539 | COMPLIANT | ||||||
Tantalum |
Plansee SE Liezen |
AUSTRIA | CID002540 | COMPLIANT | ||||||
Tantalum |
H.C. Starck Co., Ltd. |
THAILAND | CID002544 | COMPLIANT | (d) | |||||
Tantalum |
H.C. Starck GmbH |
GERMANY | CID002545 | COMPLIANT | (d) | |||||
Tantalum |
H.C. Starck GmbH Laufenburg |
GERMANY | CID002546 | COMPLIANT | (d) | |||||
Tantalum |
H.C. Starck Hermsdorf GmbH |
GERMANY | CID002547 | COMPLIANT | (d) | |||||
Tantalum |
H.C. Starck Inc. |
UNITED STATES | CID002548 | COMPLIANT | ||||||
Tantalum |
H.C. Starck Ltd. |
JAPAN | CID002549 | COMPLIANT | ||||||
Tantalum |
H.C. Starck Smelting GmbH & Co. KG |
GERMANY | CID002550 | COMPLIANT | (d) | |||||
Tantalum |
Plansee SE Reutte |
AUSTRIA | CID002556 | COMPLIANT | ||||||
Tantalum |
Global Advanced Metals Boyertown |
UNITED STATES | CID002557 | COMPLIANT | (d) |
Metal | Smelter or Refiner Name | Smelter Country |
Smelter
Identification |
CSFI (a) | ||||||||
Tantalum |
Global Advanced Metals Aizu |
JAPAN | CID002558 | COMPLIANT | ||||||||
Tantalum |
Kemet Blue Powder |
UNITED STATES | CID002568 | COMPLIANT | ||||||||
Tin |
Alpha |
UNITED STATES | CID000292 | COMPLIANT | ||||||||
Tin |
China Rare Metal Materials Company |
CHINA | CID000244 | COMPLIANT | ||||||||
Tin |
CNMC (Guangxi) PGMA Co., Ltd. |
CHINA | CID000278 | |||||||||
Tin |
Cooper Santa |
BRAZIL | CID000295 | COMPLIANT | ||||||||
Tin |
CV Gita Pesona |
INDONESIA | CID000306 | |||||||||
Tin |
CV JusTindo |
INDONESIA | CID000307 | ACTIVE | ||||||||
Tin |
CV Makmur Jaya |
INDONESIA | CID000308 | |||||||||
Tin |
CV Nurjanah |
INDONESIA | CID000309 | ACTIVE | ||||||||
Tin |
CV Serumpun Sebalai |
INDONESIA | CID000313 | |||||||||
Tin |
CV United Smelting |
INDONESIA | CID000315 | COMPLIANT | ||||||||
Tin |
Dowa |
JAPAN | CID000402 | COMPLIANT | ||||||||
Tin |
EM Vinto |
BOLIVIA | CID000438 | COMPLIANT | ||||||||
Tin |
Estanho de Rondônia S.A. |
BRAZIL | CID000448 | |||||||||
Tin |
Fenix Metals |
POLAND | CID000468 | ACTIVE | ||||||||
Tin |
Geiju Non-Ferrous Metal Processing Co. Ltd. |
CHINA | CID000538 | COMPLIANT | ||||||||
Tin |
Gejiu Zi-Li |
CHINA | CID000555 | |||||||||
Tin |
Huichang Jinshunda Tin Co. Ltd. |
CHINA | CID000760 | |||||||||
Tin |
Jiangxi Nanshan |
CHINA | CID000864 | |||||||||
Tin |
Gejiu Kai Meng Industry and Trade LLC |
CHINA | CID000942 | |||||||||
Tin |
Linwu Xianggui Smelter Co. |
CHINA | CID001063 | |||||||||
Tin |
China Tin Group Co., Ltd. |
CHINA | CID001070 | ACTIVE | ||||||||
Tin |
Malaysia Smelting Corporation (MSC) |
MALAYSIA | CID001105 | COMPLIANT | (d) | |||||||
Tin |
Metallo Chimique |
BELGIUM | CID001143 | COMPLIANT | ||||||||
Tin |
Mineração Taboca S.A. |
BRAZIL | CID001173 | COMPLIANT | ||||||||
Tin |
Minsur |
PERU | CID001182 | COMPLIANT | ||||||||
Tin |
Mistubishi Materials Corporation |
JAPAN | CID001191 | COMPLIANT | ||||||||
Tin |
Novosibirsk Integrated Tin Works |
RUSSIAN FEDERATION | CID001305 | |||||||||
Tin |
O.M. Manufacturing (Thailand) Co., Ltd. |
THAILAND | CID001314 | ACTIVE | ||||||||
Tin |
OMSA |
BOLIVIA | CID001337 | COMPLIANT | ||||||||
Tin |
PT Alam Lestari Kencana |
INDONESIA | CID001393 | |||||||||
Tin |
PT Artha Cipta Langgeng |
INDONESIA | CID001399 | COMPLIANT | ||||||||
Tin |
PT Babel Inti Perkasa |
INDONESIA | CID001402 | COMPLIANT | ||||||||
Tin |
PT Babel Surya Alam Lestari |
INDONESIA | CID001406 | |||||||||
Tin |
PT Bangka Kudai Tin |
INDONESIA | CID001409 | |||||||||
Tin |
PT Bangka Putra Karya |
INDONESIA | CID001412 | COMPLIANT | ||||||||
Tin |
PT Bangka Timah Utama Sejahtera |
INDONESIA | CID001416 | |||||||||
Tin |
PT Bangka Tin Industry |
INDONESIA | CID001419 | COMPLIANT | ||||||||
Tin |
PT Belitung Industri Sejahtera |
INDONESIA | CID001421 | COMPLIANT | ||||||||
Tin |
PT BilliTin Makmur Lestari |
INDONESIA | CID001424 | ACTIVE | ||||||||
Tin |
PT Bukit Timah |
INDONESIA | CID001428 | COMPLIANT | ||||||||
Tin |
PT DS Jaya Abadi |
INDONESIA | CID001434 | COMPLIANT | ||||||||
Tin |
PT Eunindo Usaha Mandiri |
INDONESIA | CID001438 | COMPLIANT | ||||||||
Tin |
PT Fang Di MulTindo |
INDONESIA | CID001442 | |||||||||
Tin |
PT HP Metals Indonesia |
INDONESIA | CID001445 | |||||||||
Tin |
PT Karimun Mining |
INDONESIA | CID001448 | ACTIVE | ||||||||
Tin |
PT Koba Tin |
INDONESIA | CID001449 | |||||||||
Tin |
PT Mitra Stania Prima |
INDONESIA | CID001453 | COMPLIANT | ||||||||
Tin |
PT Panca Mega Persada |
INDONESIA | CID001457 | COMPLIANT | ||||||||
Tin |
PT Prima Timah Utama |
INDONESIA | CID001458 | COMPLIANT | ||||||||
Tin |
PT Refined Banka Tin |
INDONESIA | CID001460 | COMPLIANT | ||||||||
Tin |
PT Sariwiguna Binasentosa |
INDONESIA | CID001463 | COMPLIANT | ||||||||
Tin |
PT Seirama Tin Investment |
INDONESIA | CID001466 | |||||||||
Tin |
PT Stanindo Inti Perkasa |
INDONESIA | CID001468 | COMPLIANT | ||||||||
Tin |
PT Sumber Jaya Indah |
INDONESIA | CID001471 | ACTIVE | ||||||||
Tin |
PT Supra Sukses Trinusa |
INDONESIA | CID001476 | |||||||||
Tin |
PT Tambang Timah |
INDONESIA | CID001477 | COMPLIANT | ||||||||
Tin |
PT Timah |
INDONESIA | CID001482 | COMPLIANT | ||||||||
Tin |
PT Pelat Timah Nusantara Tbk |
INDONESIA | CID001486 | |||||||||
Tin |
PT Tinindo Inter Nusa |
INDONESIA | CID001490 | COMPLIANT | ||||||||
Tin |
PT Tommy Utama |
INDONESIA | CID001493 | |||||||||
Tin |
PT Yinchendo Mining Industry |
INDONESIA | CID001494 | |||||||||
Tin |
RUI DA HUNG |
TAIWAN | CID001539 | ACTIVE | ||||||||
Tin |
Soft Metais, Ltda. |
BRAZIL | CID001758 | ACTIVE | ||||||||
Tin |
Thaisarco |
THAILAND | CID001898 | COMPLIANT | (d) | |||||||
Tin |
VQB Mineral and Trading Group JSC |
VIET NAM | CID002015 | ACTIVE | ||||||||
Tin |
White Solder Metalurgia e Mineração Ltda. |
BRAZIL | CID002036 | COMPLIANT | ||||||||
Tin |
Yunnan Chengfeng |
CHINA | CID002158 | ACTIVE | ||||||||
Tin |
Yunnan Tin Group (Holding) Company Limited |
CHINA | CID002180 | COMPLIANT | ||||||||
Tin |
Magnus Minerais Metais e Ligas Ltda. |
BRAZIL | CID002468 | COMPLIANT | ||||||||
Tin |
PT Singkep Times Utama |
INDONESIA | CID002476 | |||||||||
Tin |
PT WAHANA PERKIT JAYA |
INDONESIA | CID002479 | COMPLIANT | ||||||||
Tin |
Melt Metais e Ligas S.A. |
BRAZIL | CID002500 | COMPLIANT | ||||||||
Tin |
PT ATD Makmur Mandiri Jaya |
INDONESIA | CID002503 | COMPLIANT |
Metal | Smelter or Refiner Name | Smelter Country |
Smelter
Identification |
CSFI (a) | ||||||
Tin |
O.M. Manufacturing Philippines, Inc. |
PHILIPPINES | CID002517 | ACTIVE | ||||||
Tin |
PT Inti Stania Prima |
INDONESIA | CID002530 | ACTIVE | ||||||
Tin |
Electroloy Metal Pte |
SINGAPORE | ||||||||
Tin |
Amalgamet Inc. |
PERU | ||||||||
Tin |
China Tin Group Co., Ltd. Laibin Smelting Factory |
CHINA | ||||||||
Tin |
CSC Pure Technologies |
RUSSIAN FEDERATION | ||||||||
Tin |
Dongguan Qiandao Tin Co., Ltd. |
CHINA | ||||||||
Tin |
Foshan Nanhai Songgang Hongyang Tin Industry Co., Ltd. |
CHINA | ||||||||
Tin |
Heraeus Materials Singapore Pte Ltd. |
SINGAPORE | ||||||||
Tin |
Hongqiao Metals (Kunshan) Co., Ltd. |
CHINA | ||||||||
Tungsten |
A.L.M.T. Corp. |
JAPAN | CID000004 | ACTIVE | ||||||
Tungsten |
ATI Metalworking Products |
UNITED STATES | CID000105 | CATEGORY A | ||||||
Tungsten |
Guangdong Xianglu Tungsten Co., Ltd. |
CHINA | CID000218 | ACTIVE | ||||||
Tungsten |
Chongyi Zhangyuan Tungsten Co., Ltd. |
CHINA | CID000258 | ACTIVE | ||||||
Tungsten |
Dayu Weiliang Tungsten Co., Ltd. |
CHINA | CID000345 | CATEGORY A | ||||||
Tungsten |
Fujian Jinxin Tungsten Co., Ltd. |
CHINA | CID000499 | COMPLIANT | ||||||
Tungsten |
Global Tungsten & Powders Corp. |
UNITED STATES | CID000568 | COMPLIANT | ||||||
Tungsten |
Hunan Chenzhou Mining Group Co. |
CHINA | CID000766 | ACTIVE | ||||||
Tungsten |
Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd. |
CHINA | CID000769 | COMPLIANT | ||||||
Tungsten |
Japan New Metals Co. Ltd. |
JAPAN | CID000825 | COMPLIANT | ||||||
Tungsten |
Ganzhou Nonferrous Metals Smelting Co Ltd. |
CHINA | CID000868 | ACTIVE | ||||||
Tungsten |
Ganzhou Huaxing Tungsten Products Co. Ltd. |
CHINA | CID000875 | COMPLIANT | ||||||
Tungsten |
Kennametal Fallon |
UNITED STATES | CID000966 | CATEGORY A | ||||||
Tungsten |
Tejing (Vietnam) Tungsten Co., Ltd. |
VIET NAM | CID001889 | CATEGORY A | ||||||
Tungsten |
Vietnam Youngsun Tungsten Industry Co., Ltd. |
VIET NAM | CID002011 | COMPLIANT | ||||||
Tungsten |
Wolfram Bergbau und Hütten AG |
AUSTRIA | CID002044 | COMPLIANT | ||||||
Tungsten |
Wolfram Company CJSC |
RUSSIAN FEDERATION | CID002047 | CATEGORY A | ||||||
Tungsten |
Xiamen Tungsten Co., Ltd. |
CHINA | CID002082 | COMPLIANT | (d) | |||||
Tungsten |
Xinhai Rendan Shaoguan Tungsten Co., Ltd. |
CHINA | CID002095 | ACTIVE | ||||||
Tungsten |
Jiangxi Minmetals Gaoan Non-ferrous Metals Co., Ltd. |
CHINA | CID002313 | |||||||
Tungsten |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
CHINA | CID002315 | COMPLIANT | ||||||
Tungsten |
Jiangxi Yaosheng Tungsten Co., Ltd. |
CHINA | CID002316 | ACTIVE | ||||||
Tungsten |
Jiangxi Tungsten Industry Co., Ltd. |
CHINA | CID002317 | CATEGORY A | ||||||
Tungsten |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
CHINA | CID002318 | CATEGORY A | ||||||
Tungsten |
Malipo Haiyu Tungsten Co., Ltd. |
CHINA | CID002319 | COMPLIANT | ||||||
Tungsten |
Xiamen Tungsten (H.C.) Co., Ltd. |
CHINA | CID002320 | COMPLIANT | ||||||
Tungsten |
Jiangxi Gan Bei Tungsten Co., Ltd. |
CHINA | CID002321 | COMPLIANT | ||||||
Tungsten |
Jiangxi Richsea New Materials Co., Ltd. |
CHINA | CID002493 | |||||||
Tungsten |
Ganzhou Seadragon W & Mo Co., Ltd. |
CHINA | CID002494 | COMPLIANT | ||||||
Tungsten |
Chenzhou Diamond Tungsten Products Co., Ltd. |
CHINA | CID002513 | COMPLIANT | ||||||
Tungsten |
Dayu Jincheng Tungsten Industry Co., Ltd. |
CHINA | CID002518 | CATEGORY A | ||||||
Tungsten |
H.C. Starck GmbH |
GERMANY | CID002541 | ACTIVE | ||||||
Tungsten |
H.C. Starck GmbH |
GERMANY | CID002542 | ACTIVE | ||||||
Tungsten |
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC |
VIET NAM | CID002543 | ACTIVE | ||||||
Tungsten |
H.C. Starck GmbH |
RUSSIAN FEDERATION | ||||||||
Tungsten |
Voss Metals Company, Inc. |
UNITED STATES |
Notes:
(a) | As of April 30, 2015, this column indicates whether the known smelter or refiner participates in the CFSP as a smelter that sources conflict minerals in a manner that does not finance or benefit armed groups in the Covered Countries. For purposes of this column, COMPLIANT denotes that the smelter participates in the CFSP and has been certified conflict free and audited by the CFSI, CATEGORY A denotes that the smelter has committed to complete a CFSP validation audit within two (2) years of membership issuance and ACTIVE denotes that the smelter has agreed to participate in the CFSP, but that the audit process has not yet been completed. |
(b) | As of April 30, 2015, the smelter or refiner participates in the London Bullion Market Associations Responsible Gold Programme and has been certified conflict free. |
(c) | As of April 30, 2015, the smelter or refiner participates in the Responsible Jewellery Councils Chain-of-Custody Certification Program and has been certified conflict free. |
(d) | Sources minerals from conflict-free mines in the Covered Countries. |