SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM SD
Specialized Disclosure Report
INTEVAC, INC.
(Exact name of Registrant as specified in its charter)
State of Delaware | 0-26946 | 94-3125814 | ||
(State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
(IRS Employer Identification Number) |
3560 Bassett Street
Santa Clara, CA 95054
(Address of principal executive offices and zip code)
James Moniz
(408) 986-9888
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2015 to December 31, 2015. |
Section 1 | Conflict Minerals Disclosure |
Item 1.01 | Conflict Minerals Disclosure and Report |
With respect to the reporting period from January 1, 2015 to December 31, 2015, Intevac Inc. (the Company) (i) has determined that conflict minerals (as defined in Section 1, Item 1.01(d)(3) for Form SD) are necessary to the functionality or production of products that the Company has manufactured and contracted to manufacture, (ii) has performed, in good faith, a reasonable country of origin inquiry (RCOI) regarding the minerals that is designed to determine whether any of the conflict minerals originated in the Democratic Republic of the Congo or any adjoining country, as defined by paragraph (d)(1) of Item 1.01 of the Form SD, or are from recycled or scrap sources, as defined by paragraph (d)(6) of Item 1.01 of the Form SD and (iii) based on its RCOI, the Company has performed due diligence procedures as described further in the Conflict Minerals Report filed as Exhibit 1.01 hereto.
Item 1.02 | Exhibit |
Conflict Minerals Disclosure
In accordance with Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended (Rule 13p-1), and this Specialized Disclosure Report on From SD (this Form), the Company has filed a Conflict Minerals Report, which is attached as Exhibit 1.01 to this Form. A copy of this Form and the Conflict Minerals Report are publically available at www.intevac.com .
Section 2 | Exhibits |
Item 2.01 | Exhibits |
Exhibit Number |
Description |
|
Exhibit 1.01 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
INTEVAC, INC. | ||||||
Date: May 31, 2016 |
/s/ JAMES MONIZ |
|||||
James Moniz | ||||||
Executive Vice President, Finance and Administration, | ||||||
Chief Financial Officer, Treasurer and Secretary |
EXHIBIT INDEX
Exhibit Number |
Description |
|
Exhibit 1.01 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. |
Exhibit 1.01
Conflict Minerals Report
For the Year Ended December 31, 2015
This Conflict Minerals Report (this Report or CMR) for Intevac, Inc. (the Company) covers the reporting period from January 1, 2015 to December 31, 2015, and is presented in accordance with Rule 13p-1 promulgated under the Securities Exchange Act or 1934, as amended (Rule 13p-1).
This Report is filed as Exhibit 1.01 to the Companys Specialized Disclosure Report on Form SD (the Form), and a copy of this Report and the Form are publicly available at www.intevac.com .
Introduction
In 2010, the United States enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Act). Section 1502 of the Act is specifically related to conflict minerals and required the United States Securities and Exchange Commission (SEC) to promulgate regulations requiring companies covered under the Act to annually file a Specialized Disclosure Report on Form SD with the SEC to disclose whether certain specified conflict minerals (as defined below) used in their products directly or indirectly benefitted armed groups in the Democratic Republic of the Congo and adjoining counties (collectively, the Covered Countries). This Report, which is an exhibit to the Form, describes the design of Intevacs conflict minerals due diligence measures and provides an account of how these measures were implemented in 2015 to determine, to our knowledge, the source mines, the county of origin and the facilities used to process the conflict minerals used in our products. For purposes of this Report, Conflict Minerals are defined as cassiterite, columbite-tantalite (coltan), gold, wolframite, or their derivatives, which is limited to tin, tantalum, tungsten, and gold (3TG).
Our products covered by this Report are listed in the table below.
Product |
Description |
|
Thin-film Equipment Products: | ||
200Lean ® , technology upgrades and spare parts. |
Hard disk drive manufacturing equipment | |
MATRIXPVD, ENERGi |
Solar manufacturing equipment | |
VERTEXPVD |
Display cover panel coating equipment | |
Photonics Products: | ||
LIVAR ® cameras, EBAPS ® sensors, MicroVista ® cameras |
Photonics military products night vision cameras and rifle sights | |
IPort and NightPort |
Photonics military products head mounted displays |
Reasonable Country of Origin Inquiry Process
In accordance with Rule 13p-1 and Form SD, Intevac determined that 3TG are necessary to the functionality or production of our products, and are incorporated into our products during the manufacturing process. Accordingly, Intevac was required to undertake a reasonable country of origin inquiry (RCOI) with respect to conflict minerals that is reasonably designed to determine whether any of the conflict minerals originated in the Covered Countries. In designing our RCOI, Intevac employed a combination of measures to determine whether the 3TG in Intevacs products originated from the Covered Countries, and surveyed direct suppliers of raw materials and components that contain 3TG. For 2015, we expanded our Conflict Minerals Program and conducted a second phase which included surveying certain sub-tier suppliers to the Companys printed circuit board assembly and cable assembly suppliers.
RCOI for the 2015 Reporting Year
For 2015, we conducted a supply-chain survey with our direct suppliers and certain sub-tier suppliers to obtain country of origin information for the necessary 3TG in our products using the template developed by the Electronic Industry Citizenship Coalition (EICC) and Global e-Sustainability Initiative (GeSI) (the Conflict Mineral Report Template or CMRT). The CMRT requests suppliers to identify the smelters and refiners and countries of origin of the 3TG in products they supply to Intevac. We summarized the country of origin information as provided on the CMRTs for the smelters and refiners identified by the supply-chain survey.
We also compared the smelters and refiners identified in the surveys against the lists of facilities which have received a conflict free designation by the Conflict-Free Smelter Program (CFSP) or other independent third party audit program such as the London Bullion Market Associations (LBMA) Responsible Gold Programme and the Responsible Jewellery Councils (RJC) Chain-of-Custody Certification program.
There is significant overlap between our RCOI efforts and our due diligence measures performed. Our due diligence measures performed are discussed further in this Report.
Below is a summary of the country of origin information collected as a result of our RCOI efforts.
Conflict Mineral |
Countries of origin and other sources may include the following |
|
Tantalum | Austria, Brazil, Burundi, Chile, China, DRC-Congo, Estonia, Ethiopia, Germany, India, Japan, Kazakhstan, Malaysia, Mexico, Mozambique, Niger, Nigeria, Peru, Russian Federation, Rwanda, Thailand and United States | |
Tin | Australia, Belgium, Bolivia, Brazil, Burundi, Canada, Chile, China, DRC-Congo, Germany, Indonesia, Japan, Kazakhstan, Malaysia, Mexico, Nigeria, Peru, Philippines, Poland, Russian Federation, Rwanda, Taiwan, Thailand, United States and Vietnam | |
Tungsten | Australia, Austria, Bolivia, Brazil, Canada, China, Germany, Japan, Republic of Korea, Peru, Philippines, Portugal, Russian Federation, Spain, Thailand, United States and Vietnam | |
Gold | Argentina, Australia, Austria, Belgium, Brazil, Canada, Chile, China, France, Germany, Ghana, Guinea, Hong Kong, India, Indonesia, Italy, Japan, Kazakhstan, Republic of Korea, Kyrgyzstan, Laos, Malaysia, Mali, Mexico, Mongolia, Mozambique, Namibia, Netherlands, New Zealand, Papua New Guinea, Peru, Philippines, Poland, Russian Federation, Saudi Arabia, Singapore, South Africa, Spain, Sweden, Switzerland, Taiwan, Tajikistan, Thailand, Turkey, United Arab Emirates, United Kingdom, United States, Uzbekistan and Zimbabwe |
Due Diligence Process
Design of Due Diligence
In accordance with Rule 13p-1 and the Form, Intevac undertook due diligence on the source and chain of custody of the necessary 3TG used in Intevac Thin-film Equipment and Photonics products. In conducting its due diligence, Intevac implemented the Organisation for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Second Edition, OECD 2013) and the related Supplements (collectively, the OECD Guidance), an internationally recognized due diligence framework.
Management Systems
Internal Team
Our Conflict Minerals Program is overseen by our Senior Vice President of Operations. We assembled a conflict minerals project team with representatives from engineering, procurement, environmental health & safety and finance from both of our business units, Thin-film Equipment and Photonics, to develop and execute our conflict minerals program. The results of due diligence and compliance processes were addressed by the conflict minerals project team as necessary.
Control Systems
As a manufacturer, Intevac is several levels removed from the actual mining of 3TG. Intevacs Thin-film Equipment and Photonics business units do not make purchases of raw ore or unrefined 3TG and make no purchases in the Covered Countries. We used resources available from industry-wide initiatives to obtain sourcing information related to upstream actors in the supply chain, including the EICC-GeSI and the CFSP.
To establish a system of controls and transparency over the 3TG supply chain, we incorporated into our supplier due diligence procedures a requirement for suppliers to provide information regarding the smelters or refineries in their supply chain utilizing the CMRT. We used this information to make the RCOI conclusion in this CMR.
As we typically do not have a direct relationship with 3TG smelters and refineries, we rely on our surveyed suppliers to provide us with up-to-date and accurate smelter and refinery sourcing information. Our adoption and utilization of the industry standard CFSI templates, tools and auditing program aids us in establishing consistency and transparency throughout our supply chain.
Controls include, but are not limited to, our Code of Business Conduct and Ethics which outlines expected behaviors for all Intevac employees and our Conflict Minerals Policy which outlines our commitment to minimize the use of 3TG that finance or benefit armed groups.
Supplier Engagement
Intevac includes requirements related to gathering 3TG information in our purchase order terms and conditions for suppliers to encourage greater cooperation by the companies in our supply chain.
We periodically communicate our expectations to our direct suppliers concerning performance, transparency, reporting requirements, and sourcing of materials and components containing 3TG and continue to engage with them to improve the completeness and accuracy of information provided to us.
Grievance Mechanism
Intevac has multiple grievance mechanisms whereby employees and suppliers can report violations of Intevacs policies including contacting the Companys Compliance Hotline at 1-800-826-6762.
Records Maintenance
We have retained all relevant documentation from our RCOI and due diligence. We established a conflict minerals library on the Companys network to retain information relevant to our conflict minerals compliance process electronically.
Identify and Assess Risk in the Supply Chain
Our engineers and procurement group reviewed our parts inventory records and active suppliers and identified 61 direct suppliers in our Thin-film Equipment business and 26 direct suppliers in our Photonics business who supply components to us containing 3TG. These suppliers represent approximately 56% of our total 2015 direct product-related sourcing expenditures. We rely on these suppliers to provide us with information through the CMRT surveys about the source of 3TG in the components supplied to us. Our direct suppliers are similarly reliant upon information provided by their suppliers.
For 2015, we expanded our Conflict Minerals Program and conducted a second phase which included surveying 192 sub-tier suppliers to the Companys printed circuit board assembly and cable assembly suppliers. These sub-tier suppliers were identified by reviewing the bills of materials of outsourced assemblies that are manufactured for us by contract manufacturers.
We obtained a 95% response rate for our CMRT surveys.
Design and Implement a Strategy and Respond to Risks
The conflict minerals project team undertook the following due diligence measures in 2015:
| Maintained a company grievance mechanism that is available internally and externally to report concerns, including those related to conflict minerals; |
| Established the expectation, including through our Conflict Minerals Policy, that suppliers would obtain information from their supply chains regarding entities that process necessary conflict minerals and provide that information to us using the CMRT, which includes questions regarding the smelter, refiner, recycler or scrap processor of necessary 3TG and location or mine of origin; |
| Conducted an internal business review that identified 87 direct suppliers of materials, parts, components or products containing necessary 3TG in 2015 compared to 55 surveyed suppliers in 2014 and compared to 35 surveyed suppliers in 2013; |
| Conducted a second phase which included surveying 192 sub-tier suppliers to the Companys printed circuit board assembly and cable assembly suppliers; |
| Sent reminder letters to surveyed suppliers that did not provide a completed CMRT; |
| Reviewed submitted CMRTs and sent follow up questions to surveyed suppliers whose CMRT did not meet our expectations; |
| Reviewed the smelters and refiners identified by suppliers in the CMRT against information provided by the CFSI to identify the entities; |
| Compared the smelters and refiners against the lists of entities that have received a conflict free designation for tantalum, tin, tungsten or gold on the Conflict Free Smelter List (provided by the CFSI in April 2016); |
| Compared the gold smelters and refiners against the lists of entities that have received a conflict free designation on the LBMAs Responsible Gold Programme and the RJCs Chain-of-Custody Certification program; |
| For smelters and refiners in our supply chain that did not participate in an audit process in 2015, we performed a risk assessment on the likelihood that the facility was sourcing from the Covered Countries considering various sources of information including proximity to the DRC and source mine location information obtained from the CMRTs or reported by the facilities on their websites; |
| We read information published by non-government organizations such as the International Tin Supply Chain Initiative (iTSCi) and the Enough Project; and |
| For smelters and refiners in our supply chain that we considered to be of high risk, we notified our suppliers that reported those specific facilities in their CMRT to either encourage or require those facilities to participate in a CFSP audit or transition sourcing away from the unvalidated facilities. |
Carry Out Independent Third Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain
As noted above, Intevac is several levels removed from the actual mining of 3TG and we do not have a direct relationship with smelters and refiners and do not perform direct audits of these entities within our supply chain.
Reporting on Supply Chain Due Diligence
As noted above, in 2016, we filed this Form and this Report with the SEC and a copy of this Report and the Form are publicly available at http://investor.intevac.com/sec.cfm.
Findings
The table below lists the smelter information provided by our suppliers:
For calendar year 2015, Intevac identified 321 smelters and refiners as potential sources of 3TG that were reported to be in its supply chain at some point during the year. Of those 321 smelters and refiners, 219 have been verified as conflict-free as determined through third party verification by the CFSI, LBMA or RJC, and an additional 51 have begun the audit process.
Smelters and refiners verified as conflict-free or in the audit process |
||||
Tantalum |
49 of 49 (100 | %) | ||
Tin |
77 of 91 (85 | %) | ||
Tungsten |
47 of 50 (94 | %) | ||
Gold |
97 of 131 (74 | %) | ||
|
|
|||
Total |
270 of 321 (84 | %) | ||
|
|
The number of smelters and refiners in Intevacs supply chain as of December 31, 2015 that are verified as conflict-free or in the audit process increased over the prior year.
Status of identified smelters and refiners |
2015 | 2014 | 2013 | |||||||||
Verified conflict-free |
219 | 166 | 72 | |||||||||
Participating in an audit process |
51 | 37 | 10 | |||||||||
Not participating |
51 | 66 | 133 | |||||||||
|
|
|
|
|
|
|||||||
Total |
321 | 269 | 215 | |||||||||
|
|
|
|
|
|
See Appendix A for the list of names of the smelters and the country where the facilities are located.
Efforts to Determine Mine Location
For 2015, our efforts to determine the mines of origin were limited to information obtained from the CMRTs or reported by the facilities on their websites.
Conflict Minerals Policy
Our Conflict Minerals Policy is available at: www.intevac.com . We are committed to minimizing the use of conflict minerals that finance or benefit armed groups. We actively engage with our suppliers to promote responsible sourcing practices and encourage our suppliers to seek conflict-free sources for 3TG used in our products.
Steps to Improve Due Diligence and Mitigate Risk
We will continue to work to increase the response rate of our suppliers and encourage them to complete the CMRT. Our survey response rate was 95% in both 2015 and 2014 and 69% in 2013. 266 surveyed suppliers completed declaration statements in 2015 compared to 52 suppliers in 2014 and compared to 24 suppliers in 2013. And 229 surveyed suppliers completed the CMRT providing smelter information in 2015 compared to 36 suppliers in 2014 and compared to 8 suppliers in 2013. We believe that the quantity and quality of information related to sourcing and traceability of materials in the supply chain will continue to improve in the years to come.
We recognize that we have ongoing obligations under the reporting requirements of Rule 13p-1 and our Conflict Minerals Policy, and will seek to take additional steps in 2016 to continue and improve our good faith RCOI and due diligence processes. We expect to take the following steps, among others, to improve our due diligence measures and to further mitigate the risk that the 3TG contained in our products are financing conflict in the Covered Countries:
| Provide continuing education to members of our supply chain management function and our other employees who are involved with 3TG on both the supplier and customer sides of our business; |
| Evaluate new systems for the collection and management of Conflict Minerals reporting data; |
| Continue to engage with our direct suppliers to improve the completeness and accuracy of information provided to us; |
| Continue to clearly communicate expectations to our direct suppliers concerning performance, transparency and sourcing of materials and components containing 3TG; |
| Continue educating our direct suppliers about our reporting obligations imposed by Form SD and the SEC regarding Conflict Minerals; |
| Continue to compare the list of smelters identified through our good faith RCOI and related due diligence processes to the evolving lists of smelters who have been designated as conflict free through independent conflict free smelter validation programs; and |
| Continue to request that our direct suppliers encourage facilities they have identified in their supply chains to join the CFSP and participate in an audit. |
Independent Private Sector Audit
An audit was not required for calendar year 2015.
Appendix A
Metal | Smelter or Refiner Name | Smelter Country |
Smelter Identification |
CSFI (a) | ||||||
Gold | Accurate Refining Group | UNITED STATES | CID001754 | |||||||
Gold | Advanced Chemical Company | UNITED STATES | CID000015 | Active | ||||||
Gold | AGR Mathey | AUSTRALIA | CID002030 | Compliant | (b) | |||||
Gold | Aida Chemical Industries Co., Ltd. | JAPAN | CID000019 | Compliant | ||||||
Gold | Aktyubinsk Copper Company TOO | KAZAKHSTAN | CID000028 | |||||||
Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | CID002560 | (f) | ||||||
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | CID000035 | Compliant | (b), (c) | |||||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041 | Active | (b) | |||||
Gold | Amagasaki Factory, Hyogo Prefecture, Japan | JAPAN | CID000082 | Compliant | (b) | |||||
Gold | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | CID000058 | Compliant | (b) | |||||
Gold | Anhui Tongling Nonferrous Metal Mining Co., Ltd. | CHINA | CID001947 | (g) | ||||||
Gold | Argor-Heraeus S.A. | SWITZERLAND | CID000077 | Compliant | (b), (c), (f) | |||||
Gold | Asahi Refining Canada Limited | CANADA | CID000924 | Compliant | ||||||
Gold | Asahi Refining USA Inc. | UNITED STATES | CID000920 | Compliant | ||||||
Gold | Asaka Riken Co., Ltd. | JAPAN | CID000090 | Compliant | ||||||
Gold | ATAkulche | TURKEY | CID000103 | Compliant | (b) | |||||
Gold | Aurubis AG | GERMANY | CID000113 | Compliant | (b) | |||||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 | Compliant | (b) | |||||
Gold | Bauer Walser AG | GERMANY | CID000141 | |||||||
Gold | Boliden AB | SWEDEN | CID000157 | Compliant | (b) | |||||
Gold | C. Hafner GmbH + Co. KG | GERMANY | CID000176 | Compliant | (b), (c) | |||||
Gold | Caridad | MEXICO | CID000180 | |||||||
Gold | CCR Refinery - Glencore Canada Corporation | CANADA | CID000185 | Compliant | (g) | |||||
Gold | Cendres + Métaux S.A. | SWITZERLAND | CID000189 | Active | ||||||
Gold | CHALCO Yunnan Copper Co. Ltd. | CHINA | CID000197 | (g) | ||||||
Gold | Chimet S.p.A. | ITALY | CID000233 | Compliant | (b) | |||||
Gold | Chinas Shandong Gold Mining Co., Ltd. | CHINA | CID001916 | Compliant | (b) | |||||
Gold | Chugai Mining | JAPAN | CID000264 | |||||||
Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | CID000328 | Active | ||||||
Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | CID000343 | |||||||
Gold | Do Sung Corporation | KOREA, REPUBLIC OF | CID000359 | Active | ||||||
Gold | Doduco GmbH | GERMANY | CID000362 | Compliant | ||||||
Gold | Dowa | JAPAN | CID000401 | Compliant | ||||||
Gold | Eco-System Recycling Co., Ltd. | JAPAN | CID000425 | Compliant | ||||||
Gold | Elemetal Refining, LLC | UNITED STATES | CID001322 | Compliant | (b) | |||||
Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | CID002561 | Compliant | (f) | |||||
Gold | Faggi Enrico S.p.A. | ITALY | CID002355 | Active | ||||||
Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE | CID002515 | |||||||
Gold | FSE Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493 | Compliant | ||||||
Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | CID000522 | |||||||
Gold | Geib Refining Corporation | UNITED STATES | CID002459 | Active | ||||||
Gold | Great Wall Precious Metals Co,. Ltd. | CHINA | CID001909 | (b) | ||||||
Gold | Guangdong Gaoyao Co. | CHINA | CID002312 | |||||||
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | CID000651 | |||||||
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | CID000671 | |||||||
Gold | Heimerle + Meule GmbH | GERMANY | CID000694 | Compliant | (b) | |||||
Gold | Heraeus Ltd. Hong Kong | CHINA | CID000707 | Compliant | (b), (f) | |||||
Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | CID000711 | Compliant | (b) | |||||
Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000767 | |||||||
Gold | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF | CID000778 | |||||||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Co., Ltd. | CHINA | CID000801 | Compliant | (b) | |||||
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 | Compliant | (b) | |||||
Gold | Istanbul Gold Refinery | TURKEY | CID000814 | Compliant | (b), (f) | |||||
Gold | Japan Mint | JAPAN | CID000823 | Compliant | (b) | |||||
Gold | Jiangxi Copper Company Limited | CHINA | CID000855 | Compliant | (b) | |||||
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | CID000927 | Compliant | (b) | |||||
Gold | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929 | Compliant | (b) | |||||
Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 | Compliant | (b) | |||||
Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | CID002563 | |||||||
Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | CID000956 | |||||||
Gold | Kazzinc | KAZAKHSTAN | CID000957 | Compliant | (b) | |||||
Gold | Kennecott Utah Copper LLC | UNITED STATES | CID000969 | Compliant | (b) | |||||
Gold | KGHM Polska Miedź Spółka Akcyjna | POLAND | CID002511 | Active | ||||||
Gold | Kojima Chemicals Co., Ltd. | JAPAN | CID000981 | Compliant | ||||||
Gold | Korea Metal Co., Ltd. | KOREA, REPUBLIC OF | CID000988 | |||||||
Gold | Korea Zinc Co. Ltd. | KOREA, REPUBLIC OF | CID002605 | Active | ||||||
Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029 | (b), (f) | ||||||
Gold | L azurde Company For Jewelry | SAUDI ARABIA | CID001032 | Compliant | (b), (f) | |||||
Gold | Lingbao Gold Company Limited | CHINA | CID001056 | |||||||
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | CID001058 | |||||||
Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | CID001078 | Compliant | (b) | |||||
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | CID001093 | |||||||
Gold | Materion | UNITED STATES | CID001113 | Compliant | ||||||
Gold | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 | Compliant | (b) | |||||
Gold | Metahub Industries Sdn. Bhd. | MALAYSIA | CID002821 |
Metal | Smelter or Refiner Name | Smelter Country |
Smelter Identification |
CSFI (a) | ||||||
Gold | Metalor Switzerland | SWITZERLAND | CID001153 | Compliant | (b), (c) | |||||
Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | CID001149 | Compliant | (b) | |||||
Gold | Metalor Technologies (Singapore) Pte, Ltd. | SINGAPORE | CID001152 | Compliant | (b) | |||||
Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | CID001147 | Active | ||||||
Gold | Metalor USA Refining Corporation | UNITED STATES | CID001157 | Compliant | (b) | |||||
Gold | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V. | MEXICO | CID001161 | Compliant | ||||||
Gold | Mitsubishi Materials Corporation | JAPAN | CID001188 | Compliant | (b) | |||||
Gold | Mitsui Kinzoku Co., Ltd. | JAPAN | CID001193 | Compliant | (b), (e) | |||||
Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | CID002509 | Compliant | ||||||
Gold | Morris and Watson | NEW ZEALAND | CID002282 | |||||||
Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | CID001204 | Compliant | ||||||
Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | CID001220 | Compliant | (b), (f) | |||||
Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | CID001236 | Active | (b) | |||||
Gold | Nihon Material Co., Ltd. | JAPAN | CID001259 | Compliant | (b) | |||||
Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt | AUSTRIA | CID002779 | Compliant | ||||||
Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | CID001325 | Compliant | ||||||
Gold | OJSC The Gulidov Krasnoyarsk Non-Ferrous Metals Plant | RUSSIAN FEDERATION | CID001326 | Compliant | (b) | |||||
Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION | CID001328 | (b) | ||||||
Gold | PAMP S.A. | SWITZERLAND | CID001352 | Compliant | (b), (c), (f) | |||||
Gold | Penglai Pegang Gold Industry Co., Ltd. | CHINA | CID001362 | |||||||
Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386 | Compliant | (b) | |||||
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 | Compliant | (b) | |||||
Gold | PX Précinox S.A. | SWITZERLAND | CID001498 | Compliant | (c) | |||||
Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | CID001512 | Compliant | (b), (c), (f), (g) | |||||
Gold | Republic Metals Corporation | UNITED STATES | CID002510 | Compliant | (b) | |||||
Gold | Royal Canadian Mint | CANADA | CID001534 | Compliant | (b) | |||||
Gold | SAAMP | FRANCE | CID002761 | (c) | ||||||
Gold | Sabin Metal Corp. | UNITED STATES | CID001546 | |||||||
Gold | Samdok Metal | KOREA, REPUBLIC OF | CID001555 | Active | ||||||
Gold | SAMWON Metals Corp. | KOREA, REPUBLIC OF | CID001562 | |||||||
Gold | SAXONIA Edelmetalle GmbH | GERMANY | CID002777 | Active | ||||||
Gold | Schone Edelmetaal B.V. | NETHERLANDS | CID001573 | Compliant | (b) | |||||
Gold | SEMPSA Joyería Platería S.A. | SPAIN | CID001585 | Compliant | (b) | |||||
Gold | Shandong Tarzan Bio-Gold Industry Co., Ltd. | CHINA | CID001619 | |||||||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622 | Compliant | (b) | |||||
Gold | Shonan Plant Tanaka Kikinzoku | JAPAN | CID001875 | Compliant | (b) | |||||
Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | CID001736 | Compliant | (b) | |||||
Gold | Singway Technology Co., Ltd. | TAIWAN | CID002516 | Compliant | ||||||
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | CID001756 | Compliant | (b) | |||||
Gold | Solartech | TAIWAN | CID001761 | Compliant | (b) | |||||
Gold | Sudan Gold Refinery | SUDAN | CID002567 | (g) | ||||||
Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 | Compliant | (b) | |||||
Gold | T.C.A S.p.A | ITALY | CID002580 | Compliant | ||||||
Gold | Tokuriki Honten Co., Ltd. | JAPAN | CID001938 | Compliant | (b) | |||||
Gold | Tony Goetz N.V. | BELGIUM | CID002587 | |||||||
Gold | Torecom | KOREA, REPUBLIC OF | CID001955 | Active | ||||||
Gold | Umicore Brasil Ltda. | BRAZIL | CID001977 | Compliant | (b) | |||||
Gold | Umicore Precious Metals Thailand | THAILAND | CID002314 | Compliant | ||||||
Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM | CID001980 | Compliant | (b) | |||||
Gold | United Precious Metal Refining, Inc. | UNITED STATES | CID001993 | Compliant | (c) | |||||
Gold | Valcambi S.A. | SWITZERLAND | CID002003 | Compliant | (b), (c), (f) | |||||
Gold | WIELAND Edelmetalle GmbH | GERMANY | CID002778 | Active | ||||||
Gold | Yamamoto Precious Metal Co., Ltd. | JAPAN | CID002100 | Compliant | ||||||
Gold | Yokohama Metal Co., Ltd. | JAPAN | CID002129 | Compliant | ||||||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 | Compliant | (b) | |||||
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | CID002243 | Compliant | (b) | |||||
Tantalum | Avon Specialty Metals Ltd. | UNITED KINGDOM | CID002705 | Active | ||||||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | CID000211 | Compliant | ||||||
Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | CID000291 | Compliant | (e), (g) | |||||
Tantalum | D Block Metals, LLC | UNITED STATES | CID002504 | Compliant | ||||||
Tantalum | Douluoshan Sapphire Rare Metal Co., Ltd. | CHINA | CID000410 | Compliant | (e), (g) | |||||
Tantalum | E.S.R. Electronics | UNITED STATES | CID002590 | Active | ||||||
Tantalum | Exotech Inc. | UNITED STATES | CID000456 | Compliant | ||||||
Tantalum | F & X Electro-Materials Ltd. | CHINA | CID000460 | Compliant | (e) | |||||
Tantalum | FIR Metals & Resource Ltd. | CHINA | CID002505 | Compliant | ||||||
Tantalum | Global Advanced Metals Aizu | JAPAN | CID002558 | Compliant | ||||||
Tantalum | Global Advanced Metals Boyertown | UNITED STATES | CID002557 | Compliant | ||||||
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | CID000616 | Compliant | (e) | |||||
Tantalum | Guizhou Zhenhua Xinyun Technology Ltd. | CHINA | CID002501 | Compliant | ||||||
Tantalum | H.C. Starck Co., Ltd. | THAILAND | CID002544 | Compliant | (e), (g) | |||||
Tantalum | H.C. Starck GmbH Goslar | GERMANY | CID002545 | Compliant | (e), (g) | |||||
Tantalum | H.C. Starck GmbH Laufenburg | GERMANY | CID002546 | Compliant | (e), (g) | |||||
Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | CID002547 | Compliant | (e), (g) | |||||
Tantalum | H.C. Starck Inc. | UNITED STATES | CID002548 | Compliant | (g) | |||||
Tantalum | H.C. Starck Ltd. | JAPAN | CID002549 | Compliant | (g) | |||||
Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY | CID002550 | Compliant | (e) |
Metal | Smelter or Refiner Name | Smelter Country |
Smelter Identification |
CSFI (a) | ||||||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 | Compliant | ||||||
Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES | CID000731 | Compliant | (g) | |||||
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | CID002512 | Compliant | ||||||
Tantalum | Jiangxi Tuohong New Raw Material | CHINA | CID002842 | Compliant | ||||||
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914 | Compliant | (e) | |||||
Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917 | Compliant | (e), (g) | |||||
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | CID002506 | Compliant | (e) | |||||
Tantalum | KEMET Blue Metals | MEXICO | CID002539 | Compliant | (e), (g) | |||||
Tantalum | KEMET Blue Powder | UNITED STATES | CID002568 | Compliant | (e), (g) | |||||
Tantalum | King-Tan Tantalum Industry Ltd. | CHINA | CID000973 | Compliant | ||||||
Tantalum | LSM Brasil S.A. | BRAZIL | CID001076 | Compliant | ||||||
Tantalum | Metallurgical Products India Pvt. Ltd. (MPIL) | INDIA | CID001163 | Compliant | ||||||
Tantalum | Mineração Taboca S.A. | BRAZIL | CID001175 | Compliant | ||||||
Tantalum | Mitsui Mining & Smelting | JAPAN | CID001192 | Compliant | (e) | |||||
Tantalum | Molycorp Silmet A.S. | ESTONIA | CID001200 | Compliant | (e) | |||||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 | Compliant | (g) | |||||
Tantalum | Plansee SE Liezen | AUSTRIA | CID002540 | Compliant | ||||||
Tantalum | Plansee SE Reutte | AUSTRIA | CID002556 | Compliant | ||||||
Tantalum | QuantumClean | UNITED STATES | CID001508 | Compliant | ||||||
Tantalum | Resind Indústria e Comércio Ltda. | BRAZIL | CID002707 | Compliant | ||||||
Tantalum | RFH Tantalum Smeltry Co., Ltd. | CHINA | CID001522 | Compliant | ||||||
Tantalum | Solikamsk | RUSSIAN FEDERATION | CID001769 | Compliant | ||||||
Tantalum | Taki Chemicals | JAPAN | CID001869 | Compliant | (e) | |||||
Tantalum | Telex Metals | UNITED STATES | CID001891 | Compliant | ||||||
Tantalum | Tranzact, Inc. | UNITED STATES | CID002571 | Compliant | ||||||
Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | CID001969 | Compliant | (e), (g) | |||||
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | CID002508 | Compliant | ||||||
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | CID002307 | Compliant | ||||||
Tantalum | Zhuzhou Cemented Carbide | CHINA | CID002232 | Compliant | ||||||
Tin | Alent PLC | UNITED STATES | CID000292 | Compliant | ||||||
Tin | An Thai Minerals Company Limited | VIETNAM | CID002825 | Active | ||||||
Tin | An Vinh Joint Stock Mineral Processing Company | VIETNAM | CID002703 | Active | ||||||
Tin | Chengfeng Metals Co Pte Ltd. | CHINA | CID002158 | Active | ||||||
Tin | Chenzhou Yun Xiang Mining LLC | CHINA | CID000228 | Active | ||||||
Tin | China Rare Metal Material Co., Ltd. | CHINA | CID000244 | Compliant | ||||||
Tin | China Tin (Hechi) | CHINA | CID001070 | Compliant | (g) | |||||
Tin | China Yunnan Tin Co Ltd. | CHINA | CID002180 | Compliant | ||||||
Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | CID000278 | |||||||
Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | CID000295 | Compliant | ||||||
Tin | CV Ayi Jaya | INDONESIA | CID002570 | Compliant | ||||||
Tin | CV Dua Sekawan | INDONESIA | CID002592 | Active | ||||||
Tin | CV Gita Pesona | INDONESIA | CID000306 | Compliant | ||||||
Tin | CV Justindo | INDONESIA | CID000307 | Compliant | ||||||
Tin | CV Nurjanah | INDONESIA | CID000309 | Compliant | ||||||
Tin | CV Serumpun Sebalai | INDONESIA | CID000313 | Compliant | ||||||
Tin | CV Tiga Sekawan | INDONESIA | CID002593 | Active | ||||||
Tin | CV United Smelting | INDONESIA | CID000315 | Compliant | (g) | |||||
Tin | CV Venus Inti Perkasa | INDONESIA | CID002455 | Compliant | ||||||
Tin | Dowa | JAPAN | CID000402 | Compliant | ||||||
Tin | Electro-Mechanical Facility of the Cao Bang Minerals JSC | VIETNAM | CID002572 | Active | ||||||
Tin | Elmet S.L.U. (Metallo Group) | SPAIN | CID002774 | Compliant | ||||||
Tin | EM Vinto | BOLIVIA | CID000438 | Compliant | (g) | |||||
Tin | Estanho de Rondônia S.A. | BRAZIL | CID000448 | |||||||
Tin | Feinhütte Halsbrücke GmbH | GERMANY | CID000466 | Active | ||||||
Tin | Fenix Metals | POLAND | CID000468 | Compliant | ||||||
Tin | Gejiu Fengming Metalurgy Chemical Plant | CHINA | CID002848 | Active | ||||||
Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 | Active | ||||||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | CID000538 | Compliant | ||||||
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | CID001908 | Active | ||||||
Tin | Gejiu Zi-Li | CHINA | CID000555 | |||||||
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | CID002849 | Active | ||||||
Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | CID002844 | Active | ||||||
Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | CID000760 | |||||||
Tin | Indonesian State Tin Corporation Mentok Smelter | INDONESIA | CID001482 | Compliant | (g) | |||||
Tin | Jiangxi Nanshan | CHINA | CID001231 | |||||||
Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA | CID001063 | |||||||
Tin | Magnus Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 | Compliant | ||||||
Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 | Compliant | (e), (g) | |||||
Tin | Melt Metais e Ligas S.A. | BRAZIL | CID002500 | Compliant | ||||||
Tin | Metahub Industries Sdn. Bhd. | MALAYSIA | CID001136 | |||||||
Tin | Metallic Resources, Inc. | UNITED STATES | CID001142 | Compliant | ||||||
Tin | Metallo-Chimique N.V. | BELGIUM | CID002773 | Compliant | ||||||
Tin | Mineração Taboca S.A. | BRAZIL | CID001173 | Compliant | ||||||
Tin | Minsur | PERU | CID001182 | Compliant | (g) | |||||
Tin | Mitsubishi Materials Corporation | JAPAN | CID001191 | Compliant | ||||||
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIETNAM | CID002573 | Active |
Metal | Smelter or Refiner Name | Smelter Country |
Smelter Identification |
CSFI (a) | ||||||
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 | Compliant | ||||||
Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 | Compliant | ||||||
Tin | Operaciones Metalurgical S.A. | BOLIVIA | CID001337 | Compliant | (g) | |||||
Tin | Phoenix Metal Ltd. | RWANDA | CID002507 | Active | (e), (g) | |||||
Tin | PT Alam Lestari Kencana | INDONESIA | CID001393 | |||||||
Tin | PT Artha Cipta Langgeng | INDONESIA | CID001399 | Compliant | ||||||
Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | CID002503 | Compliant | ||||||
Tin | PT Babel Inti Perkasa | INDONESIA | CID001402 | Compliant | ||||||
Tin | PT Bangka Kudai Tin | INDONESIA | CID001409 | |||||||
Tin | PT Bangka Prima Tin | INDONESIA | CID002776 | Compliant | ||||||
Tin | PT Bangka Timah Utama Sejahtera | INDONESIA | CID001416 | |||||||
Tin | PT Bangka Tin Industry | INDONESIA | CID001419 | Compliant | ||||||
Tin | PT Belitung Industri Sejahtera | INDONESIA | CID001421 | Compliant | ||||||
Tin | PT BilliTin Makmur Lestari | INDONESIA | CID001424 | Compliant | ||||||
Tin | PT Bukit Timah | INDONESIA | CID001428 | Compliant | (g) | |||||
Tin | PT Cipta Persada Mulia | INDONESIA | CID002696 | Compliant | ||||||
Tin | PT DS Jaya Abadi | INDONESIA | CID001434 | Compliant | ||||||
Tin | PT Eunindo Usaha Mandiri | INDONESIA | CID001438 | Compliant | ||||||
Tin | PT Fang Di MulTindo | INDONESIA | CID001442 | |||||||
Tin | PT Inti Stania Prima | INDONESIA | CID002530 | Compliant | ||||||
Tin | PT Karimun Mining | INDONESIA | CID001448 | Active | ||||||
Tin | PT Kijang Jaya Mandiri | INDONESIA | CID002829 | Active | ||||||
Tin | PT Mitra Stania Prima | INDONESIA | CID001453 | Compliant | ||||||
Tin | PT Panca Mega Persada | INDONESIA | CID001457 | Compliant | ||||||
Tin | PT Pelat Timah Nusantara Tbk | INDONESIA | CID001486 | (g) | ||||||
Tin | PT Prima Timah Utama | INDONESIA | CID001458 | Compliant | ||||||
Tin | PT Refined Bangka Tin (ceased operations in 2016) | INDONESIA | CID001460 | Compliant | ||||||
Tin | PT Sariwiguna Binasentosa | INDONESIA | CID001463 | Compliant | ||||||
Tin | PT Seirama Tin Investment | INDONESIA | CID001466 | |||||||
Tin | PT Stanindo Inti Perkasa | INDONESIA | CID001468 | Compliant | (g) | |||||
Tin | PT Sukses Inti Makmur | INDONESIA | CID002816 | Compliant | ||||||
Tin | PT Sumber Jaya Indah | INDONESIA | CID001471 | Compliant | ||||||
Tin | PT Timah (Persero) Tbk Kundur | INDONESIA | CID001477 | Compliant | ||||||
Tin | PT Tinindo Inter Nusa | INDONESIA | CID001490 | Compliant | ||||||
Tin | PT Tirus Putra Mandiri | INDONESIA | CID002478 | |||||||
Tin | PT Tommy Utama | INDONESIA | CID001493 | Compliant | ||||||
Tin | PT Wahana Perkit Jaya | INDONESIA | CID002479 | Compliant | ||||||
Tin | Resind Indústria e Comércio Ltda. | BRAZIL | CID002706 | Compliant | ||||||
Tin | Rui Da Hung | TAIWAN | CID001539 | Compliant | ||||||
Tin | Soft Metais Ltda. | BRAZIL | CID001758 | Compliant | ||||||
Tin | Thai Solder Industry Corp., Ltd. | THAILAND | CID001898 | Compliant | (g) | |||||
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIETNAM | CID002574 | Active | ||||||
Tin | VQB Mineral and Trading Group JSC | VIETNAM | CID002015 | Compliant | ||||||
Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | CID002036 | Compliant | ||||||
Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN | CID000004 | Compliant | (d) | |||||
Tungsten | ACL Metais Eireli | BRAZIL | CID002833 | Active | ||||||
Tungsten | Asia Tungsten Products Vietnam Ltd. | VIETNAM | CID002502 | Compliant | ||||||
Tungsten | ATI Metalworking Products | UNITED STATES | CID000105 | Compliant | (d) | |||||
Tungsten | Chaozhou Xianglu Tungsten Industry Co., Ltd. | CHINA | CID000218 | Compliant | ||||||
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | CID002513 | Compliant | (d) | |||||
Tungsten | China National Non Ferrous | CHINA | CID000875 | Compliant | (d) | |||||
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 | Compliant | (d) | |||||
Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA | CID002518 | Category A | (d) | |||||
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | CID000345 | Category A | (d) | |||||
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | CID000499 | Compliant | (d) | |||||
Tungsten | Ganxian Shirui New Material Co., Ltd. | CHINA | CID002531 | |||||||
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 | Compliant | ||||||
Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | CID000868 | Category A | (d) | |||||
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494 | Compliant | (d) | |||||
Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | CID002536 | Compliant | ||||||
Tungsten | Global Tungsten & Powders Corp. | UNITED STATES | CID000568 | Compliant | (d) | |||||
Tungsten | H.C. Starck GmbH | GERMANY | CID002541 | Compliant | (d), (g) | |||||
Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY | CID002542 | Compliant | (d) | |||||
Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000766 | Compliant | (d) | |||||
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | CID002579 | Compliant | (d) | |||||
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CHINA | CID002578 | Category A | (d) | |||||
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | CID000769 | Compliant | (d) | |||||
Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | CID002649 | Compliant | (d) | |||||
Tungsten | Japan New Metals Co., Ltd. | JAPAN | CID000825 | Compliant | (d) | |||||
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 | Active | (d) | |||||
Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA | CID002647 | Active | ||||||
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002321 | Compliant | (d) | |||||
Tungsten | Jiangxi Minmetals Gaoan Non-ferrous Metals Co., Ltd. | CHINA | CID002313 | |||||||
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | CID002318 | Active | (d) | |||||
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 | Active | (d) | |||||
Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | CID002535 | Compliant | (d) |
Metal | Smelter or Refiner Name | Smelter Country |
Smelter Identification |
CSFI (a) | ||||||
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 | Active | (d) | |||||
Tungsten | Kennametal Fallon | UNITED STATES | CID000966 | Active | (d) | |||||
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | CID002319 | Compliant | (d) | |||||
Tungsten | Moliren Ltd. | RUSSIAN FEDERATION | CID002845 | Active | ||||||
Tungsten | Niagara Refining LLC | UNITED STATES | CID002589 | Compliant | (d) | |||||
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIETNAM | CID002543 | Compliant | (d) | |||||
Tungsten | Philippine Chuangin Industrial Co., Inc. | PHILIPPINES | CID002827 | Compliant | (d) | |||||
Tungsten | Pobedit, JSC | RUSSIAN FEDERATION | CID002532 | Category A | (d) | |||||
Tungsten | Sanher Tungsten Vietnam Co., Ltd. | VIETNAM | CID002538 | |||||||
Tungsten | Shaoguan Xinhai Rendan Tungsten Industry Co. Ltd. | CHINA | CID002095 | Compliant | (d) | |||||
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | CID002815 | Active | (d) | |||||
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIETNAM | CID001889 | Compliant | (d) | |||||
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIETNAM | CID002011 | Compliant | (d) | |||||
Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA | CID002044 | Compliant | (d), (e) | |||||
Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | CID002843 | Active | (d) | |||||
Tungsten | Xiamen H.C. | CHINA | CID002320 | Compliant | (d), (e), (g) | |||||
Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 | Compliant | (d), (e), (g) | |||||
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | CID002830 | Active | (d) |
Notes:
(a) | As of April 15, 2016, this column indicates whether the known smelter or refiner participates in the CFSP as a smelter that sources conflict minerals in a manner that does not finance or benefit armed groups in the Covered Countries. For purposes of this column, Compliant denotes that the smelter participates in the CFSP and has been certified conflict free and audited by the CFSI, CATEGORY A denotes that the smelter has committed to complete a CFSP validation audit within two (2) years of membership issuance and Active denotes that the smelter has agreed to participate in the CFSP, but that the audit process has not yet been completed. |
(b) | As of April 15, 2016, the smelter or refiner participates in the LBMAs Responsible Gold Programme and has been certified conflict free. |
(c) | As of April 15, 2016, the smelter or refiner participates in the RJCs Chain-of-Custody Certification Program and has been certified conflict free. |
(d) | As of April 15, 2016, the smelter or refiner is a member of the TI-CMC. |
(e) | As of April 15, 2016, the smelter or refiner received a risk assessment of Acceptable by iTSCi. |
(f) | As of April 15, 2016, the smelter or refiner is an active Dubai Good Delivery Gold Member. |
(g) | Reported to Intevac by Intevac suppliers on the CMRT as having sourced minerals from mines in the Covered Countries. |