SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM SD
Specialized Disclosure Report
INTEVAC, INC.
(Exact name of Registrant as specified in its charter)
State of Delaware | 0-26946 | 94-3125814 | ||
(State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
(IRS Employer Identification Number) |
3560 Bassett Street
Santa Clara, CA 95054
(Address of principal executive offices and zip code)
Jeffrey Andreson
(408) 986-9888
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
þ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013. |
Section 1 | Conflict Minerals Disclosure |
Item 1.01 | Conflict Minerals Disclosure and Report |
With respect to the reporting period from January 1, 2013 to December 31, 2013, Intevac Inc. (the Company (i) has determined that conflict minerals (as defined in Section 1, Item 1.01(d)(3) for Form SD) are necessary to the functionality or production of products that the Company has manufactured and contracted to manufacture, (ii) has performed, in good faith, a reasonable country of origin inquiry (RCOI) regarding those the minerals that is designed to determine whether any of the conflict minerals originated in the Democratic Republic of the Congo or any adjoining country or an adjoining country, as defined by paragraph (d)(1) of Item 1.01 of the Form SD, or are from recycled or scrap sources, as defined by paragraph (d)(6) of Item 1.01 of the Form SD and (iii) based on its RCOI, the Company has performed due diligence procedures as described further in the Conflict Minerals Report filed herewith.
Item 1.02 | Exhibit |
Conflict Minerals Disclosure
In accordance with Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended (Rule 13p-1), and this Specialized Disclosure Report on From SD (this Form), the Company has filed a Conflict Minerals Report, which is attached as Exhibit 1.02 to this Form. A copy of this Form and the Conflict Minerals Report are publically available at www.intevac.com .
Section 2 | Exhibit |
Item 2.01 | Exhibit |
Exhibit
|
Description |
|
Exhibit 1.02 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
INTEVAC, INC. | ||
Date: June 2, 2014 |
/s/ JEFFREY ANDRESON |
|
Jeffrey Andreson | ||
Executive Vice President, Finance and Administration, | ||
Chief Financial Officer, Treasurer and Secretary |
EXHIBIT INDEX
Exhibit
|
Description |
|
Exhibit 1.02 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. |
Exhibit 1.02
Conflict Minerals Report
For the Year Ended December 31, 2013
This Conflict Minerals Report (this Report) for Intevac, Inc. (the Company) covers the reporting period from January 1, 2013 to December 31, 2013, and is presented in accordance with Rule 13p-1 promulgated under the Securities Exchange Act or 1934, as amended (Rule 13p-1).
This Report is filed as Exhibit 1.01 to the Companys Specialized Disclosure Report on Form SD (the Form), and a copy of this Report and the Form are publicly available at www.intevac.com .
Introduction
In 2010, the United Stated enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Act). Section 1502 of the Act specifically related to conflict minerals and required the United States Securities and Exchange Commission (SEC) to promulgate regulations requiring companies covered under the Act to annually file a Specialized Disclosure Report on Form SD with the SEC to disclose whether certain specified conflict minerals (as discussed below) used in their products directly or indirectly benefitted armed groups in the Democratic Republic of the Congo and adjoining counties (collectively, the Covered Countries). This Report, which is an exhibit to the Form, describes the design of Intevacs conflict minerals due diligence measures and provides an account of how these measures were implemented in 2013 to determine, to our knowledge, the source mines, the county of origin and the facilities used to process the conflict minerals used in our products. Our products covered by this Report are described below. For purposes of this Report, the term conflict minerals means columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives, which are limited to tantalum, tin and tungsten.
Product | Description | |
Hard disk drive equipment: 200Lean ® , AccuLuber, technology upgrades and spare parts. |
Hard disk drive manufacturing equipment | |
ENERGi | Solar manufacturing equipment | |
LIVAR ® cameras, EBAPS ® sensors, MicroVista ® cameras |
Photonics military products night vision cameras and rifle sights |
|
IPort and NightPort | Photonics military products head mounted displays |
Reasonable Country of Origin Inquiry Process
In accordance with Rule 13p-1 and Form SD, Intevac determined that conflict minerals are necessary to the functionality or production of our products, and are incorporated into our products during the manufacturing process. Accordingly, Intevac was required to undertake a reasonable country of origin inquiry (RCOI) with respect to conflict minerals that is reasonably designed to determine whether any of the conflict minerals originated in the Covered Countries. In designing our RCOI, Intevac employed a combination of measures to determine whether the conflict minerals in Intevacs products originated from the Covered Countries, and would survey direct suppliers of raw materials and components that contain columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives, which are limited to tantalum, tin and tungsten. Our RCOI primarily consisted of submitting letters of inquiry to our suppliers of raw materials, components and subassemblies. Responses were reviewed for completeness and consistency and we routinely followed up with our suppliers for corrections and clarifications as needed.
Due Diligence Process
Design of Due Diligence
In accordance with the rules, Intevac undertook due diligence on the source and chain of custody of the necessary conflict minerals used by its Equipment and Photonics business units in their products. In conducting its due diligence, Intevac implemented the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD 2011) (OECD Framework), an internationally recognized due diligence framework.
Management Systems
Internal Team
We assembled a conflict minerals project team with representatives from Engineering, Procurement and Finance at both of our business units, Equipment and Photonics, to develop and execute our conflict minerals program.
Control Systems
As a company in both the hard disk drive and solar manufacturing equipment business and the photonics military product business, Intevac is several levels removed from the actual mining of conflict minerals. Intevacs Equipment and Photonics business units do not make purchases of raw ore or unrefined conflict minerals and make no purchases in the Covered Countries. We utilized resources available from industry-wide initiatives to obtain sourcing information related to upstream actors in the supply chain, including the Electronics Industry Citizenship Coalition (EICC)Global eSustainability Initiative (GeSI) and the Conflict-Free Smelter Program (CFSP).
Controls include, but are not limited to, our Code of Business Conduct and Ethics which outlines expected behaviors for all Intevac employees and our Conflict Minerals Policy which outlines our commitment to minimize the use of conflict minerals that finance or benefit armed groups.
Supplier Engagement
We have started the process of including provisions related to gathering conflict minerals information in our supply contracts to encourage greater cooperation by the companies in our supply chain. We strongly encourage our suppliers to participate in the EICC/GeSI and to complete the EICC/GeSI conflict minerals reporting template but do not require them to do so.
Grievance Mechanism
Intevac has multiple grievance mechanisms whereby employees and suppliers can report violations of Intevacs policies including contacting the Companys Compliance Hotline at 1-800-826-6762.
Records Maintenance
We have retained all relevant documentation from our RCOI and due diligence.
Identify and Assess Risk in the Supply Chain
Because of our size, the complexity of our products, and the depth, breadth, and constant evolution of our supply chain, it is difficult to identify actors upstream from our direct suppliers. We identified 23 direct suppliers in our Equipment business and 12 direct suppliers in our Photonics business who supply components to us containing conflict minerals. We rely on these suppliers to provide us with information about the source of conflict minerals in the components supplied to us. Our direct suppliers are similarly reliant upon information provided by their suppliers. Several of our suppliers are SEC registrants and subject to the conflict minerals reporting requirement.
Design and Implement a Strategy and Respond to Risks
Our engineers identified 43 unique part numbers in the Equipment business unit which are used in our hard disk drive and solar manufacturing products that contain gold, tantalum, tin and/or tungsten. Our procurement group determined that the 43 unique Equipment part numbers were sourced from 23 suppliers. Of the 23 suppliers surveyed, 5 participated in the EICC/GeSI and remitted completed EICC/GeSI conflict minerals reporting templates
of which 1 was conflict free. Of the remaining 18 suppliers surveyed, 5 responded that they were conflict free, 6 responded that they were in process of performing their assessment and 7 did not respond. We reviewed the supplier responses for completeness, reasonableness and acceptability and followed up with our suppliers for corrections and clarifications as needed.
Our engineers identified 138 unique part numbers in the Photonics business unit which are used in our night vision camera, rifle sight and head mounted display products that contain gold, tantalum, tin and/or tungsten. Our procurement group determined that the 138 unique Photonics part numbers were sourced from 12 suppliers. Of the 12 suppliers surveyed, 3 participated in the EICC/GeSI and remitted completed EICC/GeSI conflict minerals reporting templates. Of the remaining 9 suppliers surveyed, 1 responded that they were conflict free, 4 responded that they were in process of performing their assessment and 4 did not respond. We reviewed the supplier responses for completeness, reasonableness and acceptability and followed up with our suppliers for corrections and clarifications as needed.
Determination | Equipment Business Unit | Photonics Business Unit | ||||||
(# of suppliers) | Percent | (# of suppliers) | Percent | |||||
Conflict Free |
5 | 22% | 1 | 8% | ||||
EICC/GeSI Conflict Free |
1 | 4% | 0 | 0% | ||||
EICC/GeSI |
4 | 17% | 3 | 25% | ||||
Assessment in Process |
6 | 27% | 4 | 33% | ||||
No Response |
7 | 30% | 4 | 34% | ||||
23 | 100% | 12 | 100% |
None of the responses we received indicated that the suppliers sourced conflict minerals from the Covered Countries. For those suppliers that included smelter information in their survey responses we compared the smelter ID, if provided, to the list of smelters that were validated as conflict-free in the CFSP. None of our suppliers were able to represent to us that the conflict minerals from the smelters they listed had actually been included in components they supplied to Intevac.
Carry Out Independent Third Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain
As noted above, Intevac is several levels removed from the actual mining of conflict minerals and we do not have a direct relationship with smelters and refiners and do not perform direct audits of these entities within our supply chain.
Reporting on Supply Chain Due Diligence
As noted above, in 2014, we filed this Form and this Report with the SEC and a copy of this Report and the Form are publicly available at http://investor.intevac.com/sec.cfm.
Findings and Conclusion
Primarily due to incomplete responses and non-responses provided by the surveyed suppliers, we have concluded that our products are DRC Conflict Undeterminable for calendar year 2013. We are not aware of any product that contains conflict minerals from the DRC that benefited armed groups. The table below lists the smelter information provided by our suppliers:
Smelter Counts | Count | Percent | ||
Total Smelters Reported |
215 | |||
Total Smelters IDs Reported |
206 | 96% | ||
CFSP Conflict Free Smelters |
72 | 33% | ||
CFSP Active Smelters |
10 | 5% |
See Appendix A for the list of names of the smelters and the country where the facilities are located.
Efforts to Determine Mine Location
As previously noted, Intevac is several levels removed from the actual mining of conflict minerals and we do not have a direct relationship with smelters and refiners and do not perform direct audits of these entities within our supply chain. Consequently identifying with certainty, the smelters, refiners and recyclers and the source of the conflict minerals they process is an extraordinary challenge. In 2013, the primary focus of our due diligence on the source and chain of custody of the necessary conflict minerals in our supply chain was on the collection and assessment of data gathered, consolidated and provided by our direct suppliers. As a downstream supplier, we base our due diligence program on current industry guidance and practices for implementing the OECD Framework, which leads us to investigate the smelters and refiners in our supply chain, and to compare these to independently verified lists (such as the CFSP list.) Intevacs primary means of determining country of origin of conflict minerals necessary to the functionality and production of our products was by conducting a supply-chain survey with our direct suppliers. We expect to gather the necessary information to determine mine location through CFSP audits.
Conflict Minerals Policy
Our Conflict Minerals Policy is available at: www.intevac.com . We are committed to minimizing the use of conflict minerals that finance or benefit armed groups. We actively engage with our suppliers to promote responsible sourcing practices and encourage our suppliers to seek conflict-free sources for conflict minerals used in our products.
Steps to Improve Due Diligence and Mitigate Risk
We will continue to work to increase the response rate of our suppliers and encourage them to complete the EICC/GeSI conflict minerals reporting template. Since the end of 2013, we have asked each non-responsive supplier to explain why they did not respond to our request for information. We believe that the quantity and quality of information related to sourcing and traceability of materials in the supply chain will continue to improve in the years to come. We have started the process of including provisions related to gathering conflict minerals information in our supply contracts to encourage greater cooperation by the companies in our supply chain.
Independent Private Sector Audit
An audit was not required for calendar year 2013.
Appendix A
Mineral | Smelter Name | Refiner Country | ID # |
CFSI
(*) |
||||
Gold | Aida Chemical Industries Co. Ltd. | JAPAN | 1JPN072 | |||||
Gold | AGR Matthey | AUSTRALIA | 1AUS046 | |||||
Gold | Allgemeine Gold- und Silberscheideanstalt A.G. | GERMANY | 1DEU001 | C | ||||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | 1UZB002 | |||||
Gold | AngloGold Ashanti Mineração Ltda | BRAZIL | 1BRA003 | C | ||||
Gold | Argor-Heraeus SA | SWITZERLAND | 1CHE004 | C | ||||
Gold | Asahi Pretec Corporation | JAPAN | 1JPN005 | |||||
Gold | Asaka Riken Co. Ltd. | JAPAN | 1JPN073 | |||||
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | 1TUR006 | |||||
Gold | Aurubis AG | GERMANY | 1DEU007 | |||||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | 1PHL008 | |||||
Gold | Boliden AB | SWEDEN | 1SWE009 | A | ||||
Gold | Caridad | MEXICO | 1MEX010 | |||||
Gold | Cendres & Métaux SA | SWITZERLAND | 1CHE011 | A | ||||
Gold | Central Bank of the DPR of Korea | KOREA, REPUBLIC OF | 1KOR012 | |||||
Gold | Chimet SpA | ITALY | 1ITA013 | C | ||||
Gold | Chugai Mining | JAPAN | 1JPN078 | |||||
Gold | Codelco | CHILE | 1CHL014 | |||||
Gold | Daejin Indus Co. Ltd. | KOREA, REPUBLIC OF | 1KOR082 | |||||
Gold | DaeryongENC | KOREA, REPUBLIC OF | 1KOR083 | |||||
Gold | Do Sung Corporation | KOREA, REPUBLIC OF | 1KOR084 | |||||
Gold | Dowa | JAPAN | 1JPN015 | C | ||||
Gold | FSE Novosibirsk Refinery | RUSSIAN FEDERATION | 1RUS016 | |||||
Gold | Heimerle + Meule GmbH | GERMANY | 1DEU017 | C | ||||
Gold | Heraeus Ltd Hong Kong | HONG KONG | 1HKG019 | C | ||||
Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | 1DEU018 | C | ||||
Gold | Hwasung CJ Co. Ltd. | KOREA, REPUBLIC OF | 1KOR085 | |||||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA | 1CHN020 | |||||
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | 1JPN021 | C | ||||
Gold | Istanbul Gold Refinery | TURKEY | 1TUR069 | C | ||||
Gold | Japan Mint | JAPAN | 1JPN022 | |||||
Gold | Jiangxi Copper Company Limited | CHINA | 1CHN023 | |||||
Gold | Johnson Matthey Inc. | UNITED STATES | 1USA025 | C | ||||
Gold | Johnson Matthey Limited | CANADA | 1CAN024 | C | ||||
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | 1RUS026 | |||||
Gold | JSC Uralectromed | RUSSIAN FEDERATION | 1RUS027 | |||||
Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | 1JPN028 | C | ||||
Gold | Kazzinc Ltd. | KAZAKHSTAN | 1KAZ029 | |||||
Gold | Kojima Chemicals Co. Ltd. | JAPAN | 1JPN074 | C | ||||
Gold | Korea Metal Co. Ltd. | KOREA, REPUBLIC OF | 1KOR086 | |||||
Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | 1KGZ030 | |||||
Gold | L azurde Company For Jewelry | SAUDI ARABIA | 1SAU031 | |||||
Gold | La Caridad | MEXICO | 1MEX010 | |||||
Gold | LS-Nikko Copper Inc. | KOREA, REPUBLIC OF | 1KOR032 | C | ||||
Gold | Materion | UNITED STATES | 1USA033 | C | ||||
Gold | Matsuda Sangyo Co. Ltd. | JAPAN | 1JPN034 | C | ||||
Gold | Metalor Technologies (Hong Kong) Ltd. | HONG KONG | 1HKG036 | C | ||||
Gold | Metalor Technologies SA | SWITZERLAND | 1CHE035 | C |
Mineral | Smelter Name | Refiner Country | ID # | CFSI | ||||
Gold | Metalor USA Refining Corporation | UNITED STATES | 1USA037 | C | ||||
Gold | Met-Mex Peñoles, S.A. | MEXICO | 1MEX038 | |||||
Gold | Mitsubishi Materials Corporation | JAPAN | 1JPN039 | C | ||||
Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | 1JPN040 | C | ||||
Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | 1RUS041 | |||||
Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | 1TUR070 | |||||
Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | 1UZB042 | |||||
Gold | Nihon Material Co. LTD. | JAPAN | 1JPN071 | C | ||||
Gold | Ohio Precious Metals LLC. | UNITED STATES | 1USA043 | C | ||||
Gold | OJSC Gulidov Krasnoyarsk Non-Ferrous Metals Plant | RUSSIAN FEDERATION | 1RUS044 | |||||
Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION | 1RUS067 | |||||
Gold | PAMP SA | SWITZERLAND | 1CHE045 | C | ||||
Gold | Pan Pacific Copper Co. LTD. | JAPAN | 1JPN080 | |||||
Gold | Perth Mint (Western Australia Mint) | AUSTRALIA | 1AUS046 | C | ||||
Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | 1RUS047 | |||||
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | 1IDN048 | |||||
Gold | PX Précinox SA | SWITZERLAND | 1CHE068 | |||||
Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | 1ZAF049 | C | ||||
Gold | Royal Canadian Mint | CANADA | 1CAN050 | C | ||||
Gold | Sabin Metal Corp. | UNITED STATES | 1USA075 | |||||
Gold | SAMWON METALS Corp. | KOREA, REPUBLIC OF | 1KOR087 | |||||
Gold | Schone Edelmetaal | NETHERLANDS | 1NLD051 | |||||
Gold | SEMPSA Joyeria Plateria SA | SPAIN | 1ESP052 | C | ||||
Gold | Shandong Zhaojin Gold & Silver Refinery Co. Ltd | CHINA | 1CHN054 | |||||
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | 1RUS055 | |||||
Gold | Solar Applied Materials Technology Corp. | TAIWAN | 1TWN056 | C | ||||
Gold | Sumitomo Metal Mining Co. Ltd. | JAPAN | 1JPN057 | C | ||||
Gold | Suzhou Xingrui Noble | CHINA | 1CHN079 | |||||
Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | 1JPN058 | C | ||||
Gold | The Great Wall Gold and Silver Refinery of China | CHINA | 1CHN059 | |||||
Gold | The Refinery of Shandong Gold Mining Co. Ltd. | CHINA | 1CHN053 | |||||
Gold | Tokuriki Honten Co. Ltd. | JAPAN | 1JPN060 | C | ||||
Gold | Tokuriki Tokyo Melters Assayers | JAPAN | ||||||
Gold | Torecom | KOREA, REPUBLIC OF | 1KOR081 | |||||
Gold | Toyo Smelter & Refinery | JAPAN | ||||||
Gold | Umicore Brasil Ltda | BRAZIL | 1BRA061 | |||||
Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM | 1BEL062 | C | ||||
Gold | United Precious Metal Refining, Inc. | UNITED STATES | 1USA076 | C | ||||
Gold | Valcambi SA | SWITZERLAND | 1CHE063 | C | ||||
Gold | W.C. Heraeus GmbH | GERMANY | ||||||
Gold | Xstrata Canada Corporation | CANADA | 1CAN064 | |||||
Gold | Yokohama Metal Co Ltd. | JAPAN | 1JPN077 | |||||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | 1CHN065 | |||||
Gold | Zijin Mining Group Co. Ltd. | CHINA | 1CHN066 | |||||
Tantalum | Cabot Supermetals | UNITED STATES | ||||||
Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | 3CHN019 | C | ||||
Tantalum | Duoluoshan | CHINA | 3CHN001 | C | ||||
Tantalum | Exotech Inc. | UNITED STATES | 3USA002 | C | ||||
Tantalum | F&X | CHINA | 3CHN003 | C |
Mineral | Smelter Name | Refiner Country | ID # | CFSI | ||||
Tantalum | Gannon & Scott | UNITED STATES | 3USA004 | |||||
Tantalum | Global Advanced Metals | UNITED STATES | 3USA005 | C | ||||
Tantalum | H.C. Starck GmbH | GERMANY | 3DEU006 | C | ||||
Tantalum | Hi-Temp | UNITED STATES | 3USA016 | C | ||||
Tantalum | JiuJiang JinXin Nonferrous Metals Co. Ltd. | CHINA | 3CHN020 | C | ||||
Tantalum | JiuJiang Tambre Co. Ltd. | CHINA | 3CHN007 | C | ||||
Tantalum | Kemet Blue Powder | UNITED STATES | 3USA010 | C | ||||
Tantalum | King-Tan Tantalum Industry Ltd. | CHINA | 3CHN026 | |||||
Tantalum | LMS Brasil S.A. | BRAZIL | 3BRA021 | C | ||||
Tantalum | Mitsui Mining & Smelting | JAPAN | 3JPN008 | C | ||||
Tantalum | Molycorp Silmet | ESTONIA | 3EST025 | C | ||||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | 3CHN009 | C | ||||
Tantalum | Plansee | AUSTRIA | 3AUT011 | C | ||||
Tantalum | QuantumClean | UNITED STATES | 3USA022 | C | ||||
Tantalum | RFH | CHINA | 3CHN017 | C | ||||
Tantalum | Solikamsk Metal Works | RUSSIAN FEDERATION | 3RUS012 | C | ||||
Tantalum | Taki Chemicals | JAPAN | 3JPN023 | C | ||||
Tantalum | Tantalite Resources | SOUTH AFRICA | 3ZAF024 | C | ||||
Tantalum | Telex | UNITED STATES | 3USA018 | C | ||||
Tantalum | Ulba | KAZAKHSTAN | 3KAZ014 | C | ||||
Tantalum | Zhuzhou Cement Carbide | CHINA | 3CHN015 | C | ||||
Tin | Alpha Metals | UNITED STATES | 2USA001 | C | ||||
Tin | CNMC (Guangxi) PGMA Co. Ltd. | CHINA | 2CHN050 | |||||
Tin | Chengfeng Metals Co Pte Ltd. | CHINA | ||||||
Tin | China Minmetals | CHINA | 2CHN051 | |||||
Tin | Cookson | UNITED STATES | 2USA001 | |||||
Tin | Cooper Santa | BRAZIL | 2BRA063 | A | ||||
Tin | CV DS Jaya Abadi | INDONESIA | ||||||
Tin | CV Duta Putra Bangka | INDONESIA | 2IDN003 | |||||
Tin | CV Gita Pesona | INDONESIA | 2IDN056 | |||||
Tin | CV JusTindo | INDONESIA | 2IDN004 | |||||
Tin | CV Makmur Jaya | INDONESIA | 2IDN005 | |||||
Tin | CV Nurjanah | INDONESIA | 2IDN006 | |||||
Tin | CV Prima Timah Utama | INDONESIA | 2IDN007 | |||||
Tin | CV Serumpun Sebalai | INDONESIA | 2IDN008 | |||||
Tin | CV United Smelting | INDONESIA | 2IDN009 | A | ||||
Tin | EM Vinto | BOLIVIA | 2BOL010 | |||||
Tin | Fenix Metals | POLAND | 2POL064 | |||||
Tin | Funsur Smelter | PERU | 2PER019 | |||||
Tin | Geiju Non-Ferrous Metal Processing Co. Ltd. | CHINA | 2CHN012 | C | ||||
Tin | Gejiu Zi-Li | CHINA | 2CHN011 | |||||
Tin | Gold Bell Group | CHINA | 2CHN013 | |||||
Tin | Huichang Jinshunda Tin Co. Ltd. | CHINA | 2CHN052 | |||||
Tin | Jiangxi Nanshan | CHINA | 2CHN014 | |||||
Tin | Kai Unita Trade Limited Liability Company | CHINA | 2CHN053 | |||||
Tin | Linwu Xianggui Smelter Co. | CHINA | 2CHN055 | |||||
Tin | Liuzhou China Tin | CHINA | 2CHN015 | |||||
Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | 2MYS016 | C | ||||
Tin | Metallo Chimique | BELGIUM | 2BEL017 | |||||
Tin | Mineração Taboca S.A. | BRAZIL | 2BRA018 | C |
Mineral | Smelter Name | Refiner Country | ID # | CFSI | ||||
Tin | Minmetals Ganzhou Tin Co. Ltd. | CHINA | 2CHN051 | |||||
Tin | Minsur | PERU | 2PER019 | C | ||||
Tin | Mitsubishi Materials Corporation | JAPAN | 2JPN020 | C | ||||
Tin | Novosibirsk Integrated Tin Works | RUSSIAN FEDERATION | 2RUS021 | |||||
Tin | OMSA | BOLIVIA | 2BOL022 | C | ||||
Tin | PT Alam Lestari Kencana | INDONESIA | 2IDN023 | |||||
Tin | PT Artha Cipta Langgeng | INDONESIA | 2IDN024 | |||||
Tin | PT Babel Inti Perkasa | INDONESIA | 2IDN025 | |||||
Tin | PT Babel Surya Alam Lestari | INDONESIA | 2IDN026 | |||||
Tin | PT Bangka Kudai Tin | INDONESIA | 2IDN027 | |||||
Tin | PT Bangka Putra Karya | INDONESIA | 2IDN028 | A | ||||
Tin | PT Bangka Timah Utama Sejahtera | INDONESIA | 2IDN029 | |||||
Tin | PT Bangka Tin Industry | INDONESIA | 2IDN058 | A | ||||
Tin | PT Belitung Industri Sejahtera | INDONESIA | 2IDN030 | |||||
Tin | PT BilliTin Makmur Lestari | INDONESIA | 2IDN031 | |||||
Tin | PT Bukit Timah | INDONESIA | 2IDN032 | C | ||||
Tin | PT DS Jaya Abadi | INDONESIA | 2IDN059 | |||||
Tin | PT Eunindo Usaha Mandiri | INDONESIA | 2IDN033 | A | ||||
Tin | PT Fang Di MulTindo | INDONESIA | 2IDN034 | |||||
Tin | PT HP Metals Indonesia | INDONESIA | 2IDN035 | |||||
Tin | PT Karimun Mining | INDONESIA | 2IDN062 | |||||
Tin | PT Koba Tin | INDONESIA | 2IDN036 | |||||
Tin | PT Mitra Stania Prima | INDONESIA | 2IDN037 | |||||
Tin | PT Panca Mega | INDONESIA | 2IDN060 | |||||
Tin | PT Refined Banka Tin | INDONESIA | 2IDN038 | A | ||||
Tin | PT Sariwiguna Binasentosa | INDONESIA | 2IDN039 | |||||
Tin | PT Seirama Tin investment | INDONESIA | 2IDN061 | |||||
Tin | PT Stanindo Inti Perkasa | INDONESIA | 2IDN040 | A | ||||
Tin | PT Sumber Jaya Indah | INDONESIA | 2IDN041 | |||||
Tin | PT Tambang Timah | INDONESIA | 2IDN049 | C | ||||
Tin | PT Timah | INDONESIA | 2IDN042 | C | ||||
Tin | PT Timah Nusantara | INDONESIA | 2IDN043 | |||||
Tin | PT Tinindo Inter Nusa | INDONESIA | 2IDN044 | |||||
Tin | PT Tommy Utama | INDONESIA | 2IDN057 | |||||
Tin | PT Yinchendo Mining Industry | INDONESIA | 2IDN045 | |||||
Tin | Taboca | BRAZIL | 2BRA018 | |||||
Tin | Thailand Smelting and Refining Co. LTD. | THAILAND | 2THA046 | |||||
Tin | Thaisarco | THAILAND | 2THA046 | C | ||||
Tin | White Solder Metalurgia | BRAZIL | 2BRA054 | C | ||||
Tin | Yunnan Chengfeng | CHINA | 2CHN047 | A | ||||
Tin | Yunnan Tin Company Limited | CHINA | 2CHN048 | C | ||||
Tin | Yuntinic Resources Inc. | CHINA | ||||||
Tungsten | A.L.M.T. Corp. | JAPAN | 4JPN020 | |||||
Tungsten | ATI Tungsten Materials | UNITED STATES | 4USA001 | |||||
Tungsten | Chaozhou Xianglu Tungsten Industry Co Ltd. | CHINA | 4CHN002 | |||||
Tungsten | China Minmetals Nonferrous Metals Co Ltd. | CHINA | 4CHN003 | |||||
Tungsten | Chongyi Zhangyuan Tungsten Co Ltd. | CHINA | 4CHN004 | |||||
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | 4CHN021 | |||||
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | 4CHN022 | |||||
Tungsten | Ganzhou Grand Sea W & Mo Group Co Ltd. | CHINA | 4CHN016 |
Mineral | Smelter Name | Refiner Country | ID # | CFSI | ||||
Tungsten | Ganzhou Huaxing Tungsten Products Co. LTD. | CHINA | 4CHN016 | |||||
Tungsten | Ganzhou Nonferrous Metals Smelting Co Ltd. | CHINA | ||||||
Tungsten | Global Tungsten & Powders Corp. | UNITED STATES | 4USA007 | |||||
Tungsten | HC Starck GmbH | GERMANY | 4DEU008 | |||||
Tungsten | Hunan Chenzhou Mining Group Co. | CHINA | 4CHN018 | |||||
Tungsten | Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd. | CHINA | 4CHN023 | |||||
Tungsten | Japan New Metals Co. Ltd. | JAPAN | 4JPN017 | |||||
Tungsten | Jiangxi Minmetals Gaoan Non-ferrous Metals Co., Ltd. | CHINA | 4CHN024 | |||||
Tungsten | Jiangxi Rare Earth & Rare Metals Tungsten Group Corp | CHINA | 4CHN009 | |||||
Tungsten | Jiangxi Tungsten Industry Group Co. Ltd. | CHINA | 4CHN010 | |||||
Tungsten | Kennametal Inc. | UNITED STATES | 4USA026 | |||||
Tungsten | Sichuan Metals & Materials Imp & Exp Co. | CHINA | ||||||
Tungsten | Tejing (Vietnam) Tungsten Co. Ltd. | VIETNAM | 4VNM019 | |||||
Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA | 4AUT012 | |||||
Tungsten | Wolfram Company CJSC | RUSSIAN FEDERATION | 4RUS013 | |||||
Tungsten | Xiamen Tungsten Co. Ltd. | CHINA | 4CHN014 | |||||
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | 4CHN025 | |||||
Tungsten | Zhuzhou Cemented Carbide Group Co. Ltd. | CHINA | 4CHN015 |
Notes:
* | As of April 30, 2014, this column indicates whether the known smelter or refiner participates in the CFSP as a smelter that sources conflict minerals in a manner that does not finance or benefit armed groups in the Covered Countries. For purposes of this column, C denotes that the smelter participates in the CFSP and has been certified and audited by the CFSI and A denotes that the smelter has agreed to participate in the CFSP, but that the audit process has not yet been completed. |